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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPT icon
2576
Sprout Social
SPT
$455M
$436K ﹤0.01%
3,577
+1,128
+46% +$122K
EHTH icon
2577
eHealth
EHTH
$42.5M
$433K ﹤0.01%
10,692
+1,580
+17% +$73.6K
KNX icon
2578
Knight Transportation
KNX
$11.8B
$433K ﹤0.01%
8,474
-1,423
-14% -$71.6K
SRLP
2579
DELISTED
SPRAGUE RESOURCES LP
SRLP
$433K ﹤0.01%
23,286
-183
-0.8% -$3.89K
AADR icon
2580
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.3M
$432K ﹤0.01%
6,798
-1,083
-14% -$72.1K
RBB icon
2581
RBB Bancorp
RBB
$446M
$432K ﹤0.01%
17,144
– –
FLXN
2582
DELISTED
Flexion Therapeutics, Inc.
FLXN
$432K ﹤0.01%
70,956
-2,229
-3% -$13.9K
AGZD icon
2583
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$431K ﹤0.01%
18,398
+56
+0.3% +$1.31K
AIT icon
2584
Applied Industrial Technologies
AIT
$12.8B
$431K ﹤0.01%
4,791
+16
+0.3% +$1.41K
MUC icon
2585
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$431K ﹤0.01%
27,545
+1,796
+7% +$28.7K
CRH icon
2586
CRH
CRH
$66.7B
$430K ﹤0.01%
9,218
+121
+1% +$6.13K
VTN icon
2587
Invesco Trust for Investment Grade New York Municipals
VTN
$163M
$430K ﹤0.01%
31,866
+941
+3% +$13K
FDEU
2588
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$430K ﹤0.01%
33,413
-122
-0.4% -$1.63K
ESE icon
2589
ESCO Technologies
ESE
$8.49B
$429K ﹤0.01%
5,575
-237
-4% -$21K
MHD icon
2590
BlackRock MuniHoldings Fund
MHD
$597M
$428K ﹤0.01%
26,205
-3,170
-11% -$54K
ARLP icon
2591
Alliance Resource Partners
ARLP
$3.18B
$427K ﹤0.01%
39,306
-59,043
-60% -$492K
ADNT icon
2592
Adient
ADNT
$1.6B
$426K ﹤0.01%
10,279
-3,511
-25% -$140K
PKBK icon
2593
Parke Bancorp
PKBK
$390M
$426K ﹤0.01%
19,494
-3,917
-17% -$79.8K
FCVT icon
2594
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$425K ﹤0.01%
8,372
-92
-1% -$4.7K
MAV
2595
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$425K ﹤0.01%
36,677
+3,333
+10% +$40.8K
BLDR icon
2596
Builders FirstSource
BLDR
$7.84B
$424K ﹤0.01%
8,213
+3,314
+68% +$162K
MCR
2597
DELISTED
MFS Charter Income Trust
MCR
$424K ﹤0.01%
49,342
+569
+1% +$4.92K
MMT
2598
Aberdeen Multi-Market Income Fund
MMT
$237M
$424K ﹤0.01%
64,669
+16,351
+34% +$104K
ASYS icon
2599
Amtech Systems
ASYS
$278M
$423K ﹤0.01%
37,049
– –
CMC icon
2600
Commercial Metals
CMC
$7.63B
$423K ﹤0.01%
13,916
-11,027
-44% -$351K
102 103
104
105 106

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.