Cliff Asness’s PIMCO Income Strategy Fund PFL Stock Holding History

Cliff Asness’s Portfolio PFL Stock Details PFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-31,787	Closed	-$380K	–	2594
2014 Q3	$380K	Buy	+31,787	New	+$389K	﹤0.01%	2060

Other funds holding PFL

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return

Nuveen Charlotte, North Carolina $419B AUM 43.02% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 13.68% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Cliff Asness's PFL Position: Q4 2014 in Review

Cliff Asness sold out of PIMCO Income Strategy Fund (PFL) in Q4 2014, closing a stake of 31,787 shares — an estimated $380K sold.

Cliff Asness first reported a position in PFL in Q3 2014 and held it in 1 quarter. The position peaked at $380K in Q3 2014. 36 funds tracked by Wall St. Rank hold PFL as of Q4 2014.

Cliff Asness reported no remaining PIMCO Income Strategy Fund position as of Q4 2014 after selling out during the quarter.
Cliff Asness sold 31,787 PIMCO Income Strategy Fund shares in Q4 2014, an estimated $380K.
Cliff Asness first reported a position in PIMCO Income Strategy Fund in Q3 2014 and held it in 1 quarter.
Cliff Asness's PIMCO Income Strategy Fund position peaked at $380K in Q3 2014.
36 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund as of Q4 2014.

Based on AQR Capital Management's 13F filing for Q4 2014, filed 17 Feb 2015.