CIM Investment Management’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

CIM Investment Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-35,075	Closed	-$276K	–	352
2017 Q2	$276K	Hold	35,075	–	–	0.1%	288
2017 Q1	$254K	Hold	35,075	–	–	0.09%	299
2016 Q4	$268K	Buy	35,075 +19,000	+118%	+$138K	0.1%	285
2016 Q3	$109K	Buy	+16,075	New	+$104K	0.04%	341
2014 Q2	–	Sell	-17,975	Closed	-$155K	–	209
2014 Q1	$155K	Buy	+17,975	New	+$168K	0.07%	202

Other funds holding SMFG

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

CIM Investment Management's SMFG Position: Q3 2017 in Review

CIM Investment Management sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q3 2017, closing a stake of 35,075 shares — an estimated $276K sold.

CIM Investment Management first reported a position in SMFG in Q1 2014 and held it in 5 quarters. The position peaked at $276K in Q2 2017. 195 funds tracked by Wall St. Rank hold SMFG as of Q3 2017.

CIM Investment Management reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q3 2017 after selling out during the quarter.
CIM Investment Management sold 35,075 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q3 2017, an estimated $276K.
CIM Investment Management first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q1 2014 and held it in 5 quarters.
CIM Investment Management's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $276K in Q2 2017.
195 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q3 2017.

Based on CIM Investment Management's 13F filing for Q3 2017, filed 13 Nov 2017.