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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$248M
AUM Growth
–
Cap. Flow
+$251M
Cap. Flow %
101.17%
Top 10 Hldgs %
25.33%
Holding
152
New
152
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$10.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9.6M
3
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$8.05M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.14M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.89M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 7.76%
2 Financials 7.01%
3 Healthcare 6.83%
4 Energy 5.08%
5 Consumer Staples 4.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIG
151
DELISTED
Fortress Investment Group Llc
FIG
$51K 0.02%
+10,000
New +$55.3K
SIRI icon
152
SiriusXM
SIRI
$10.4B
$41K 0.02%
+1,000
New +$40.4K
3 4 5 6
7

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Cetera Investment Management's Q4 2015 Portfolio in Review

Q4 2015 is the first quarter with a 13F filing on record for Cetera Investment Management, which disclosed 152 positions worth $248M. Its ten largest holdings account for 25% of the portfolio.

Its largest position is iShares MBS ETF: 95,349 shares worth $10.3M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, followed by Financials and Healthcare.

  • Cetera Investment Management's largest Q4 2015 buy was iShares MBS ETF: 95,349 shares worth $10.3M.
  • Cetera Investment Management's ten largest holdings make up 25% of its $248M portfolio in Q4 2015.
  • Cetera Investment Management disclosed 152 positions in Q4 2015, its first 13F filing on record.

Based on Cetera Investment Management's 13F filing for Q4 2015, filed 16 Feb 2016.