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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$170M
AUM Growth
-$23.6M
Cap. Flow
-$25.8M
Cap. Flow %
-15.19%
Top 10 Hldgs %
32.72%
Holding
131
New
4
Increased
3
Reduced
97
Closed
19

Top Buys

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.49M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$3.09M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$561K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$523K

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.26M
2
CVX icon
Chevron
CVX
+$4.09M
3
IYE icon
iShares US Energy ETF
IYE
+$1.7M
4
MET icon
MetLife
MET
+$1.34M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 7.38%
2 Healthcare 5.81%
3 Consumer Staples 3.76%
4 Financials 3.7%
5 Communication Services 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPL icon
126
Vanguard FTSE Pacific ETF
VPL
$8.08B
– –
-5,118
Closed -$283K
VTI icon
127
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
– –
-3,201
Closed -$336K
XLY icon
128
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
– –
-23,072
Closed -$914K
AGN
129
DELISTED
Allergan plc
AGN
– –
-775
Closed -$211K
KEM
130
DELISTED
KEMET Corporation
KEM
– –
-42,711
Closed -$82K
MHG
131
DELISTED
Marine Harvest ASA
MHG
– –
-11,318
Closed -$172K
2 3 4 5
6

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Cetera Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Cetera Investment Management held 131 positions worth $170M, down 12% from $193M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cetera Investment Management withdrew a net $25.8M in Q2 2016, closing 19 positions and reducing 97 holdings. Its most notable exit was Vanguard Real Estate ETF, an estimated $4.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Cetera Investment Management opened a new position in iShares MSCI ACWI ETF worth $3.47M.

  • Cetera Investment Management's largest Q2 2016 buy was iShares MSCI ACWI ETF: 61,754 shares worth $3.47M.
  • Cetera Investment Management added most to iShares Currency Hedged MSCI EAFE ETF in Q2 2016, an estimated $3.09M increase.
  • Cetera Investment Management's biggest Q2 2016 reduction was iShares US Energy ETF, cutting an estimated $1.7M.
  • Cetera Investment Management fully exited Vanguard Real Estate ETF in Q2 2016, selling an estimated $4.26M.
  • Cetera Investment Management's ten largest holdings make up 33% of its $170M portfolio in Q2 2016.
  • Cetera Investment Management opened 4 new positions and closed 19 in Q2 2016.
  • Cetera Investment Management's portfolio value fell 12% quarter-over-quarter to $170M.

Based on Cetera Investment Management's 13F filing for Q2 2016, filed 15 Aug 2016.