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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$170M
AUM Growth
-$23.6M
Cap. Flow
-$25.8M
Cap. Flow %
-15.19%
Top 10 Hldgs %
32.72%
Holding
131
New
4
Increased
3
Reduced
97
Closed
19

Top Buys

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.49M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$3.09M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$561K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$523K

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.26M
2
CVX icon
Chevron
CVX
+$4.09M
3
IYE icon
iShares US Energy ETF
IYE
+$1.7M
4
MET icon
MetLife
MET
+$1.34M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 7.38%
2 Healthcare 5.81%
3 Consumer Staples 3.76%
4 Financials 3.7%
5 Communication Services 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTI icon
101
British American Tobacco
BTI
$131B
$261K 0.15%
4,024
-360
-8% -$21.8K
FDN icon
102
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$249K 0.15%
3,457
-496
-13% -$35K
PGX icon
103
Invesco Preferred ETF
PGX
$3.81B
$236K 0.14%
15,500
– –
DUK icon
104
Duke Energy
DUK
$97.8B
$226K 0.13%
2,636
– –
NTT
105
DELISTED
Nippon Telegraph & Telephone
NTT
$226K 0.13%
4,807
-605
-11% -$26.9K
VCIT icon
106
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$225K 0.13%
2,517
-498
-17% -$43.7K
OEFA
107
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$36.5M
$219K 0.13%
9,406
-1,335
-12% -$31.1K
VUG icon
108
Vanguard Morningstar Growth ETF
VUG
$220B
$217K 0.13%
12,144
– –
EEM icon
109
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$215K 0.13%
6,254
-892
-12% -$29.9K
IWR icon
110
iShares Russell Mid-Cap ETF
IWR
$56B
$202K 0.12%
4,812
-2,480
-34% -$102K
HYT icon
111
BlackRock Corporate High Yield Fund
HYT
$1.36B
$106K 0.06%
10,137
– –
FIG
112
DELISTED
Fortress Investment Group Llc
FIG
$44K 0.03%
10,000
– –
CVX icon
113
Chevron
CVX
$392B
– –
-42,920
Closed -$4.09M
DOG
114
ProShares Short Dow30
DOG
$110M
– –
-5,423
Closed -$489K
EQNR icon
115
Equinor
EQNR
$97.7B
– –
-10,096
Closed -$157K
GOOG icon
116
Alphabet (Google) Class C
GOOG
$4.36T
– –
-5,740
Closed -$213K
GOOGL icon
117
Alphabet (Google) Class A
GOOGL
$4.36T
– –
-7,360
Closed -$281K
IJH icon
118
iShares Core S&P Mid-Cap ETF
IJH
$122B
– –
-12,970
Closed -$374K
IWF icon
119
iShares Russell 1000 Growth ETF
IWF
$121B
– –
-12,872
Closed -$321K
MET icon
120
MetLife
MET
$61.9B
– –
-34,167
Closed -$1.34M
MO icon
121
Altria Group
MO
$114B
– –
-7,835
Closed -$492K
PM icon
122
Philip Morris
PM
$297B
– –
-3,801
Closed -$373K
SIRI icon
123
SiriusXM
SIRI
$9.97B
– –
-1,000
Closed -$40K
TFC icon
124
Truist Financial
TFC
$63.3B
– –
-17,668
Closed -$587K
VNQ icon
125
Vanguard Real Estate ETF
VNQ
$39.2B
– –
-50,941
Closed -$4.26M
2 3 4
5
6

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Cetera Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Cetera Investment Management held 131 positions worth $170M, down 12% from $193M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cetera Investment Management withdrew a net $25.8M in Q2 2016, closing 19 positions and reducing 97 holdings. Its most notable exit was Vanguard Real Estate ETF, an estimated $4.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Cetera Investment Management opened a new position in iShares MSCI ACWI ETF worth $3.47M.

  • Cetera Investment Management's largest Q2 2016 buy was iShares MSCI ACWI ETF: 61,754 shares worth $3.47M.
  • Cetera Investment Management added most to iShares Currency Hedged MSCI EAFE ETF in Q2 2016, an estimated $3.09M increase.
  • Cetera Investment Management's biggest Q2 2016 reduction was iShares US Energy ETF, cutting an estimated $1.7M.
  • Cetera Investment Management fully exited Vanguard Real Estate ETF in Q2 2016, selling an estimated $4.26M.
  • Cetera Investment Management's ten largest holdings make up 33% of its $170M portfolio in Q2 2016.
  • Cetera Investment Management opened 4 new positions and closed 19 in Q2 2016.
  • Cetera Investment Management's portfolio value fell 12% quarter-over-quarter to $170M.

Based on Cetera Investment Management's 13F filing for Q2 2016, filed 15 Aug 2016.