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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$87.3M
AUM Growth
-$46.1M
Cap. Flow
-$50.4M
Cap. Flow %
-57.75%
Top 10 Hldgs %
35.04%
Holding
114
New
12
Increased
2
Reduced
85
Closed
15

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.53M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.5M
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$1.48M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.09M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$752K

Top Sells

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.49M
2
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$3.15M
3
MBB icon
iShares MBS ETF
MBB
+$2.99M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.56M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.87M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Healthcare 5.42%
3 Consumer Staples 4.49%
4 Financials 4.24%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
76
Amgen
AMGN
$208B
$436K 0.5%
2,656
-1,642
-38% -$273K
CTXS
77
DELISTED
Citrix Systems Inc
CTXS
$429K 0.49%
5,144
-5,557
-52% -$433K
WMT icon
78
Walmart Inc
WMT
$885B
$426K 0.49%
17,733
-8,943
-34% -$206K
COR icon
79
Cencora
COR
$60.6B
$414K 0.47%
4,677
-2,616
-36% -$230K
DXJ icon
80
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
$400K 0.46%
7,902
-2,344
-23% -$119K
PEP icon
81
PepsiCo
PEP
$190B
$398K 0.46%
3,554
-3,070
-46% -$329K
MCK icon
82
McKesson
MCK
$100B
$395K 0.45%
2,661
-1,535
-37% -$225K
GLD icon
83
SPDR Gold Trust
GLD
$131B
$393K 0.45%
3,314
-8,082
-71% -$940K
ABBV icon
84
AbbVie
ABBV
$443B
$384K 0.44%
5,895
-3,781
-39% -$238K
SCHF icon
85
Schwab International Equity ETF
SCHF
$66.6B
$380K 0.44%
25,426
-33,878
-57% -$492K
ETR icon
86
Entergy
ETR
$50.2B
$365K 0.42%
9,604
-5,688
-37% -$208K
EFAV icon
87
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$352K 0.4%
5,337
+1,000
+23% +$64K
OMC icon
88
Omnicom Group
OMC
$21.6B
$344K 0.39%
3,996
-2,449
-38% -$209K
XLP icon
89
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$341K 0.39%
+6,245
New +$336K
IWB icon
90
iShares Russell 1000 ETF
IWB
$48.2B
$339K 0.39%
2,586
-40
-2% -$5.18K
XLF icon
91
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$323K 0.37%
13,626
-14,323
-51% -$343K
XLI icon
92
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$318K 0.36%
4,881
-5,005
-51% -$323K
XLB icon
93
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$308K 0.35%
11,736
-13,880
-54% -$360K
XLY icon
94
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$304K 0.35%
6,910
-8,530
-55% -$365K
XLRE icon
95
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$300K 0.34%
+9,478
New +$296K
XLV icon
96
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$290K 0.33%
3,894
-19,167
-83% -$1.4M
XLU icon
97
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$286K 0.33%
+11,140
New +$278K
SJNK icon
98
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$205K 0.23%
7,333
-2,472
-25% -$69K
MFG icon
99
Mizuho Financial
MFG
$127B
$56K 0.06%
15,071
-5,713
-27% -$21.2K
AGZ icon
100
iShares Agency Bond ETF
AGZ
$558M
– –
-5,769
Closed -$650K
1 2 3
4
5

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Cetera Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Cetera Investment Management held 114 positions worth $87.3M, down 35% from $133M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Cetera Investment Management withdrew a net $50.4M in Q1 2017, closing 15 positions and reducing 85 holdings. Its most notable exit was Vanguard Morningstar Small-Cap ETF, an estimated $3.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, down from 6.9% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Cetera Investment Management opened a new position in Vanguard Real Estate ETF worth $1.52M.

  • Cetera Investment Management's largest Q1 2017 buy was Vanguard Real Estate ETF: 18,399 shares worth $1.52M.
  • Cetera Investment Management added most to iShares 7-10 Year Treasury Bond ETF in Q1 2017, an estimated $752K increase.
  • Cetera Investment Management's biggest Q1 2017 reduction was iShares MSCI ACWI ETF, cutting an estimated $4.49M.
  • Cetera Investment Management fully exited Vanguard Morningstar Small-Cap ETF in Q1 2017, selling an estimated $3.15M.
  • Cetera Investment Management's ten largest holdings make up 35% of its $87.3M portfolio in Q1 2017.
  • Cetera Investment Management opened 12 new positions and closed 15 in Q1 2017.
  • Cetera Investment Management's portfolio value fell 35% quarter-over-quarter to $87.3M.

Based on Cetera Investment Management's 13F filing for Q1 2017, filed 15 May 2017.