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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$87.3M
AUM Growth
-$46.1M
Cap. Flow
-$50.4M
Cap. Flow %
-57.75%
Top 10 Hldgs %
35.04%
Holding
114
New
12
Increased
2
Reduced
85
Closed
15

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.53M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.5M
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$1.48M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.09M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$752K

Top Sells

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.49M
2
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$3.15M
3
MBB icon
iShares MBS ETF
MBB
+$2.99M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.56M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.87M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Healthcare 5.42%
3 Consumer Staples 4.49%
4 Financials 4.24%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
51
Southern Company
SO
$109B
$610K 0.7%
12,257
-5,928
-33% -$293K
VZ icon
52
Verizon
VZ
$195B
$586K 0.67%
12,020
-6,330
-34% -$318K
FRC
53
DELISTED
First Republic Bank
FRC
$586K 0.67%
6,247
-4,909
-44% -$462K
GIS icon
54
General Mills
GIS
$19.1B
$580K 0.66%
9,833
-8,102
-45% -$495K
MSFT icon
55
Microsoft
MSFT
$3.45T
$565K 0.65%
8,575
-7,322
-46% -$469K
RLJ icon
56
RLJ Lodging Trust
RLJ
$1.86B
$560K 0.64%
+23,809
New +$556K
GILD icon
57
Gilead Sciences
GILD
$162B
$543K 0.62%
7,992
-3,640
-31% -$256K
AGG icon
58
iShares Core US Aggregate Bond ETF
AGG
$137B
$514K 0.59%
4,736
-12,822
-73% -$1.39M
MMM icon
59
3M
MMM
$90.9B
$514K 0.59%
3,214
-1,986
-38% -$305K
GD icon
60
General Dynamics
GD
$104B
$503K 0.58%
2,687
-2,106
-44% -$389K
ORCL icon
61
Oracle
ORCL
$374B
$492K 0.56%
11,019
-6,942
-39% -$289K
WTMF icon
62
WisdomTree Managed Futures Strategy Fund
WTMF
$245M
$484K 0.55%
12,172
-7,714
-39% -$311K
HUM icon
63
Humana
HUM
$43.7B
$479K 0.55%
2,322
-1,697
-42% -$351K
OUSA icon
64
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$748M
$477K 0.55%
16,535
-5,845
-26% -$165K
ACWX icon
65
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$473K 0.54%
10,834
-3,665
-25% -$155K
IP icon
66
International Paper
IP
$21.6B
$472K 0.54%
9,814
-6,681
-41% -$335K
WBD icon
67
Warner Bros
WBD
$65.9B
$463K 0.53%
15,913
-9,355
-37% -$262K
CHRW icon
68
C.H. Robinson
CHRW
$17.4B
$458K 0.52%
5,924
-3,545
-37% -$272K
BEN icon
69
Franklin Resources
BEN
$17.6B
$455K 0.52%
10,791
-6,696
-38% -$278K
MOS icon
70
The Mosaic Company
MOS
$7.03B
$454K 0.52%
15,554
-10,833
-41% -$334K
HEZU icon
71
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$570M
$452K 0.52%
15,755
-4,514
-22% -$123K
AFL icon
72
Aflac
AFL
$64.9B
$449K 0.51%
12,404
-7,828
-39% -$277K
VFC icon
73
VF Corp
VFC
$5.63B
$449K 0.51%
+8,671
New +$428K
TGT icon
74
Target
TGT
$65.6B
$448K 0.51%
+8,113
New +$505K
TIP icon
75
iShares TIPS Bond ETF
TIP
$14.5B
$445K 0.51%
3,884
-14,615
-79% -$1.67M
1 2
3
4 5

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Cetera Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Cetera Investment Management held 114 positions worth $87.3M, down 35% from $133M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Cetera Investment Management withdrew a net $50.4M in Q1 2017, closing 15 positions and reducing 85 holdings. Its most notable exit was Vanguard Morningstar Small-Cap ETF, an estimated $3.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, down from 6.9% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Cetera Investment Management opened a new position in Vanguard Real Estate ETF worth $1.52M.

  • Cetera Investment Management's largest Q1 2017 buy was Vanguard Real Estate ETF: 18,399 shares worth $1.52M.
  • Cetera Investment Management added most to iShares 7-10 Year Treasury Bond ETF in Q1 2017, an estimated $752K increase.
  • Cetera Investment Management's biggest Q1 2017 reduction was iShares MSCI ACWI ETF, cutting an estimated $4.49M.
  • Cetera Investment Management fully exited Vanguard Morningstar Small-Cap ETF in Q1 2017, selling an estimated $3.15M.
  • Cetera Investment Management's ten largest holdings make up 35% of its $87.3M portfolio in Q1 2017.
  • Cetera Investment Management opened 12 new positions and closed 15 in Q1 2017.
  • Cetera Investment Management's portfolio value fell 35% quarter-over-quarter to $87.3M.

Based on Cetera Investment Management's 13F filing for Q1 2017, filed 15 May 2017.