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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$14.2M
Cap. Flow
-$18.7M
Cap. Flow %
-12.01%
Top 10 Hldgs %
32.89%
Holding
119
New
7
Increased
2
Reduced
97
Closed
7

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$2.05M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$1.95M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.72M
4
SJM icon
J.M. Smucker
SJM
+$770K
5
CAH icon
Cardinal Health
CAH
+$680K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$3.71M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.75M
3
EMC
EMC CORPORATION
EMC
+$1.72M
4
SH icon
ProShares Short S&P500
SH
+$1.63M
5
MBB icon
iShares MBS ETF
MBB
+$673K

Sector Composition

Rank Sector Weight
1 Technology 6.84%
2 Healthcare 6.13%
3 Consumer Staples 4.02%
4 Financials 3.86%
5 Communication Services 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
51
Microsoft
MSFT
$3.62T
$1.09M 0.7%
18,864
-3,423
-15% -$193K
GILD icon
52
Gilead Sciences
GILD
$163B
$1.08M 0.7%
13,711
+1,634
+14% +$133K
MDY icon
53
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$1.07M 0.69%
3,807
– –
FRC
54
DELISTED
First Republic Bank
FRC
$1.05M 0.67%
13,589
-2,276
-14% -$167K
STT icon
55
State Street
STT
$50.5B
$1.05M 0.67%
15,028
-1,864
-11% -$122K
LYB icon
56
LyondellBasell Industries
LYB
$19.6B
$989K 0.64%
12,261
-1,051
-8% -$81.2K
HST icon
57
Host Hotels & Resorts
HST
$17.2B
$970K 0.62%
62,323
-6,874
-10% -$118K
WTMF icon
58
WisdomTree Managed Futures Strategy Fund
WTMF
$247M
$960K 0.62%
22,826
-1,660
-7% -$69.3K
VLO icon
59
Valero Energy
VLO
$88.5B
$938K 0.6%
17,704
-2,143
-11% -$114K
GD icon
60
General Dynamics
GD
$103B
$911K 0.59%
5,869
-960
-14% -$143K
MMM icon
61
3M
MMM
$91.4B
$895K 0.58%
6,071
-1,007
-14% -$150K
WFC icon
62
Wells Fargo
WFC
$266B
$888K 0.57%
20,044
-1,818
-8% -$87K
IP icon
63
International Paper
IP
$21.9B
$877K 0.56%
19,292
-3,304
-15% -$146K
STJ
64
DELISTED
St Jude Medical
STJ
$876K 0.56%
10,981
-1,698
-13% -$137K
AFL icon
65
Aflac
AFL
$64.5B
$866K 0.56%
24,098
-3,156
-12% -$115K
HUM icon
66
Humana
HUM
$45B
$854K 0.55%
4,829
-855
-15% -$148K
AMGN icon
67
Amgen
AMGN
$204B
$849K 0.55%
5,092
-690
-12% -$117K
PEP icon
68
PepsiCo
PEP
$191B
$838K 0.54%
7,704
-1,102
-13% -$119K
SPLS
69
DELISTED
Staples Inc
SPLS
$823K 0.53%
96,301
-6,546
-6% -$57.6K
GPC icon
70
Genuine Parts
GPC
$17.7B
$819K 0.53%
8,158
-1,217
-13% -$123K
ORCL icon
71
Oracle
ORCL
$409B
$813K 0.52%
20,708
-2,563
-11% -$104K
GLD icon
72
SPDR Gold Trust
GLD
$131B
$811K 0.52%
6,457
-516
-7% -$65.7K
CHRW icon
73
C.H. Robinson
CHRW
$17.3B
$798K 0.51%
11,331
-1,397
-11% -$98K
MCRO
74
DELISTED
IQ Hedge Macro Tracker
MCRO
$763K 0.49%
30,236
-2,296
-7% -$57.4K
ABBV icon
75
AbbVie
ABBV
$433B
$721K 0.46%
11,433
-1,484
-11% -$96.1K
1 2
3
4 5

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Cetera Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Investment Management held 119 positions worth $156M, down 8.4% from $170M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cetera Investment Management withdrew a net $18.7M in Q3 2016, closing 7 positions and reducing 97 holdings. Its most notable exit was EMC CORPORATION, an estimated $1.72M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, down from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Cetera Investment Management opened a new position in Vanguard Financials ETF worth $2.05M.

  • Cetera Investment Management's largest Q3 2016 buy was Vanguard Financials ETF: 41,606 shares worth $2.05M.
  • Cetera Investment Management added most to iShares Currency Hedged MSCI EAFE ETF in Q3 2016, an estimated $1.95M increase.
  • Cetera Investment Management's biggest Q3 2016 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $3.71M.
  • Cetera Investment Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.72M.
  • Cetera Investment Management's ten largest holdings make up 33% of its $156M portfolio in Q3 2016.
  • Cetera Investment Management opened 7 new positions and closed 7 in Q3 2016.
  • Cetera Investment Management's portfolio value fell 8.4% quarter-over-quarter to $156M.

Based on Cetera Investment Management's 13F filing for Q3 2016, filed 15 Nov 2016.