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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$14.2M
Cap. Flow
-$18.7M
Cap. Flow %
-12.01%
Top 10 Hldgs %
32.89%
Holding
119
New
7
Increased
2
Reduced
97
Closed
7

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$2.05M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$1.95M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.72M
4
SJM icon
J.M. Smucker
SJM
+$770K
5
CAH icon
Cardinal Health
CAH
+$680K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$3.71M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.75M
3
EMC
EMC CORPORATION
EMC
+$1.72M
4
SH icon
ProShares Short S&P500
SH
+$1.63M
5
MBB icon
iShares MBS ETF
MBB
+$673K

Sector Composition

Rank Sector Weight
1 Technology 6.84%
2 Healthcare 6.13%
3 Consumer Staples 4.02%
4 Financials 3.86%
5 Communication Services 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
26
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.62M 1.04%
13,812
-1,438
-9% -$168K
XLF icon
27
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$1.61M 1.04%
+83,591
New +$1.72M
JNK icon
28
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$1.56M 1%
14,179
-1,915
-12% -$208K
JNJ icon
29
Johnson & Johnson
JNJ
$618B
$1.33M 0.86%
11,294
-1,574
-12% -$191K
JPM icon
30
JPMorgan Chase
JPM
$935B
$1.33M 0.86%
19,974
-2,082
-9% -$136K
IEF icon
31
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.32M 0.85%
11,796
-1,370
-10% -$154K
IBM icon
32
IBM
IBM
$211B
$1.31M 0.84%
8,621
-1,400
-14% -$212K
GIS icon
33
General Mills
GIS
$19.1B
$1.31M 0.84%
20,465
-3,222
-14% -$224K
EPR icon
34
EPR Properties
EPR
$4.76B
$1.3M 0.84%
16,507
-3,067
-16% -$245K
NOV icon
35
NOV
NOV
$6.93B
$1.29M 0.83%
35,163
-4,964
-12% -$167K
MRK icon
36
Merck
MRK
$322B
$1.25M 0.81%
21,034
-3,319
-14% -$194K
KDP icon
37
Keurig Dr Pepper
KDP
$42.3B
$1.25M 0.8%
13,633
-2,231
-14% -$211K
LLTC
38
DELISTED
Linear Technology Corp
LLTC
$1.24M 0.79%
20,851
-4,248
-17% -$238K
PFE icon
39
Pfizer
PFE
$143B
$1.22M 0.79%
38,037
-4,224
-10% -$141K
FFIV icon
40
F5
FFIV
$22.9B
$1.22M 0.79%
9,799
-1,553
-14% -$189K
SLB icon
41
SLB Ltd
SLB
$73.6B
$1.21M 0.78%
15,382
-2,018
-12% -$160K
IYE icon
42
iShares US Energy ETF
IYE
$1.74B
$1.18M 0.76%
30,357
-4,962
-14% -$189K
SON icon
43
Sonoco
SON
$5.57B
$1.17M 0.75%
22,101
-3,491
-14% -$180K
MNA icon
44
IQ ARB Merger Arbitrage ETF
MNA
$252M
$1.17M 0.75%
39,890
-4,014
-9% -$115K
KEY icon
45
KeyCorp
KEY
$24.2B
$1.16M 0.75%
95,302
-12,443
-12% -$149K
EMR icon
46
Emerson Electric
EMR
$83.9B
$1.13M 0.72%
20,680
-2,521
-11% -$135K
EDIV icon
47
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$1.11M 0.72%
40,213
-5,222
-11% -$148K
VZ icon
48
Verizon
VZ
$195B
$1.11M 0.72%
21,389
-2,639
-11% -$142K
BA icon
49
Boeing
BA
$171B
$1.1M 0.71%
8,339
-950
-10% -$125K
SO icon
50
Southern Company
SO
$109B
$1.09M 0.7%
21,321
-2,517
-11% -$133K
1
2
3 4 5

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Cetera Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Investment Management held 119 positions worth $156M, down 8.4% from $170M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cetera Investment Management withdrew a net $18.7M in Q3 2016, closing 7 positions and reducing 97 holdings. Its most notable exit was EMC CORPORATION, an estimated $1.72M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, down from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Cetera Investment Management opened a new position in Vanguard Financials ETF worth $2.05M.

  • Cetera Investment Management's largest Q3 2016 buy was Vanguard Financials ETF: 41,606 shares worth $2.05M.
  • Cetera Investment Management added most to iShares Currency Hedged MSCI EAFE ETF in Q3 2016, an estimated $1.95M increase.
  • Cetera Investment Management's biggest Q3 2016 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $3.71M.
  • Cetera Investment Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.72M.
  • Cetera Investment Management's ten largest holdings make up 33% of its $156M portfolio in Q3 2016.
  • Cetera Investment Management opened 7 new positions and closed 7 in Q3 2016.
  • Cetera Investment Management's portfolio value fell 8.4% quarter-over-quarter to $156M.

Based on Cetera Investment Management's 13F filing for Q3 2016, filed 15 Nov 2016.