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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APU
1001
DELISTED
AmeriGas Partners, L.P.
APU
– –
-25,064
Closed -$1M
TIER
1002
DELISTED
TIER REIT, Inc.
TIER
– –
-13,942
Closed -$336K
MB
1003
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
– –
-15,470
Closed -$632K
BSCI
1004
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
– –
-51,620
Closed -$1.1M
BSJI
1005
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
– –
-16,012
Closed -$404K
ESRX
1006
DELISTED
Express Scripts Holding Company
ESRX
– –
-6,594
Closed -$628K
CCT
1007
DELISTED
Corporate Capital Trust, Inc.
CCT
– –
-90,735
Closed -$1.39M
ABCD
1008
DELISTED
Cambium Learning Group, Inc.
ABCD
– –
-30,986
Closed -$372K
AET
1009
DELISTED
Aetna Inc
AET
– –
-9,611
Closed -$1.95M
COL
1010
DELISTED
Rockwell Collins
COL
– –
-4,256
Closed -$598K
PX
1011
DELISTED
Praxair Inc
PX
– –
-1,868
Closed -$299K
ETP
1012
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-24,325
Closed -$540K
GPT
1013
DELISTED
Gramercy Property Trust
GPT
– –
-8,020
Closed -$219K
PDLI
1014
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-11,448
Closed -$30K
JRO
1015
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-129,944
Closed -$1.34M
BKK
1016
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
– –
-14,902
Closed -$220K
WBIH
1017
DELISTED
WBI BullBear Global High Income ETF
WBIH
– –
-9,588
Closed -$228K
ATAXZ
1018
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
– –
-13,000
Closed -$74K
37 38 39 40
41

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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.