Cetera Advisors’s PDL BioPharma, Inc. PDLI Stock Holding History

Cetera Advisors’s Portfolio PDLI Stock Details PDLI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-11,448	Closed	-$30K	–	1015
2018 Q3	$30K	Buy	11,448 +448	+4%	+$1.1K	﹤0.01%	942
2018 Q2	$25K	Hold	11,000	–	–	﹤0.01%	857
2018 Q1	$32K	Hold	11,000	–	–	﹤0.01%	765
2017 Q4	$30K	Hold	11,000	–	–	﹤0.01%	764
2017 Q3	$37K	Hold	11,000	–	–	﹤0.01%	816
2017 Q2	$27K	Hold	11,000	–	–	﹤0.01%	803
2017 Q1	$25K	Sell	11,000 -4,000	-27%	-$8.85K	﹤0.01%	779
2016 Q4	$31K	Hold	15,000	–	–	﹤0.01%	713
2016 Q3	$50K	Sell	15,000 -1,000	-6%	-$3.17K	﹤0.01%	746
2016 Q2	$50K	Sell	16,000 -71,500	-82%	-$238K	﹤0.01%	752
2016 Q1	$291K	Buy	+87,500	New	+$273K	0.02%	534

Other funds holding PDLI

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Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L)

Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $43.4B AUM 51.29% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return

Citadel Advisors

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return