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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPT
826
DELISTED
Liberty Property Trust
LPT
– –
-16,426
Closed -$649K
NRE
827
DELISTED
NorthStar Realty Europe Corp.
NRE
– –
-15,223
Closed -$140K
OAK
828
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-4,475
Closed -$200K
VXZ
829
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
– –
-4,018
Closed -$174K
GOV
830
DELISTED
Government Properties Income Trust
GOV
– –
-9,355
Closed -$215K
POT
831
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-13,104
Closed -$207K
ATW
832
DELISTED
Atwood Oceanics
ATW
– –
-35,947
Closed -$447K
WFM
833
DELISTED
Whole Foods Market Inc
WFM
– –
-12,712
Closed -$411K
MJN
834
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-2,396
Closed -$219K
DANG
835
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
– –
-10,000
Closed -$61K
EMC
836
DELISTED
EMC CORPORATION
EMC
– –
-23,112
Closed -$630K
RBS.PRT
837
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
– –
-105,700
Closed -$2.66M
WPZ
838
DELISTED
Williams Partners L.P.
WPZ
– –
-8,080
Closed -$279K
ESV
839
DELISTED
Ensco Rowan plc
ESV
– –
-2,984
Closed -$115K
TYC
840
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-9,611
Closed -$420K
WLL
841
DELISTED
Whiting Petroleum Corporation
WLL
– –
-71
Closed -$203K
SHPG
842
DELISTED
Shire pic
SHPG
– –
-1,431
Closed -$267K
WR
843
DELISTED
Westar Energy Inc
WR
– –
-28,453
Closed -$1.59M
WNR
844
DELISTED
Western Refining Inc
WNR
– –
-14,774
Closed -$305K
GAS
845
DELISTED
AGL Resources Inc
GAS
– –
-3,136
Closed -$206K
PLM
846
DELISTED
PolyMet Mining Corp.
PLM
– –
-1,150
Closed -$8K
30 31 32 33
34

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VAM
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CAN
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ICG
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CW
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WSTAM
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.