Cetera Advisors’s PolyMet Mining Corp. PLM Stock Holding History

Cetera Advisors’s Portfolio PLM Stock Details PLM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,150	Closed	-$8K	–	852
2016 Q2	$8K	Hold	1,150	–	–	﹤0.01%	769
2016 Q1	$9K	Hold	1,150	–	–	﹤0.01%	713
2015 Q4	$9K	Hold	1,150	–	–	﹤0.01%	706
2015 Q3	$7K	Sell	1,150 -60	-5%	-$552	﹤0.01%	671
2015 Q2	$14K	Hold	1,210	–	–	﹤0.01%	706
2015 Q1	$16K	Buy	+1,210	New	+$13.7K	﹤0.01%	685

Other funds holding PLM

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Elkhorn Partners Omaha, Nebraska $157M AUM 11.91% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

BAM

Baring Asset Management London, United Kingdom $1.71B AUM 36.27% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

SFG

SNS Financial Group Minneapolis, Minnesota $1.16B AUM 13.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Cetera Advisors's PLM Position: Q3 2016 in Review

Cetera Advisors sold out of PolyMet Mining Corp. (PLM) in Q3 2016, closing a stake of 1,150 shares — an estimated $8K sold.

Cetera Advisors first reported a position in PLM in Q1 2015 and held it in 6 quarters. The position peaked at $16K in Q1 2015. 40 funds tracked by Wall St. Rank hold PLM as of Q3 2016.

Cetera Advisors reported no remaining PolyMet Mining Corp. position as of Q3 2016 after selling out during the quarter.
Cetera Advisors sold 1,150 PolyMet Mining Corp. shares in Q3 2016, an estimated $8K.
Cetera Advisors first reported a position in PolyMet Mining Corp. in Q1 2015 and held it in 6 quarters.
Cetera Advisors's PolyMet Mining Corp. position peaked at $16K in Q1 2015.
40 funds tracked by Wall St. Rank held PolyMet Mining Corp. as of Q3 2016.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.