We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-7.67%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.05B
AUM Growth
-$122M
Cap. Flow
-$18.8M
Cap. Flow %
-1.79%
Top 10 Hldgs %
20.53%
Holding
777
New
65
Increased
287
Reduced
286
Closed
102

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.3M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.3M
3
VER
VEREIT, Inc.
VER
+$3.71M
4
TTE icon
TotalEnergies
TTE
+$3.57M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.47M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.55M
2
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.38M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.36M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.32M
5
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$4.09M

Sector Composition

Rank Sector Weight
1 Energy 6.17%
2 Technology 4.82%
3 Financials 4.78%
4 Healthcare 4.76%
5 Real Estate 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
701
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
– –
-50,376
Closed -$2.51M
GAIN icon
702
Gladstone Investment Corp
GAIN
$649M
– –
-11,600
Closed -$93K
GGG icon
703
Graco
GGG
$12.3B
– –
-9,345
Closed -$221K
GPRO icon
704
GoPro
GPRO
$128M
– –
-6,199
Closed -$328K
GXC icon
705
State Street SPDR S&P China ETF
GXC
$447M
– –
-10,346
Closed -$920K
HAL icon
706
CALL
Halliburton
HAL
$27.6B
– –
-12,500
Closed -$64K
HYD icon
707
VanEck High Yield Muni ETF
HYD
$4.47B
– –
-9,107
Closed -$544K
IEO icon
708
iShares US Oil & Gas Exploration & Production ETF
IEO
$577M
– –
-2,910
Closed -$205K
IEMG icon
709
iShares Core MSCI Emerging Markets ETF
IEMG
$153B
– –
-5,358
Closed -$256K
IGF icon
710
iShares Global Infrastructure ETF
IGF
$11B
– –
-7,104
Closed -$291K
IMCB icon
711
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
– –
-6,184
Closed -$234K
ISCB icon
712
iShares Morningstar Small-Cap ETF
ISCB
$282M
– –
-6,312
Closed -$226K
IXC icon
713
iShares Global Energy ETF
IXC
$2.68B
– –
-17,615
Closed -$615K
JCI icon
714
Johnson Controls International
JCI
$86.9B
– –
-4,732
Closed -$245K
JLL icon
715
Jones Lang LaSalle
JLL
$15B
– –
-1,689
Closed -$289K
KMI icon
716
PUT
Kinder Morgan
KMI
$72.3B
– –
-25,000
Closed -$156K
KOPN icon
717
Kopin
KOPN
$695M
– –
-15,800
Closed -$54K
LAD icon
718
Lithia Motors
LAD
$7.75B
– –
-4,700
Closed -$530K
LFVN icon
719
LifeVantage
LFVN
$80.1M
– –
-1,647
Closed -$6K
LNG icon
720
Cheniere Energy
LNG
$56B
– –
-5,321
Closed -$368K
MAR icon
721
Marriott International
MAR
$97.5B
– –
-4,243
Closed -$316K
MCY icon
722
Mercury Insurance
MCY
$5.69B
– –
-4,825
Closed -$270K
MDU icon
723
MDU Resources
MDU
$4.41B
– –
-35,590
Closed -$263K
MEI icon
724
Methode Electronics
MEI
$583M
– –
-19,878
Closed -$543K
MPLX icon
725
MPLX
MPLX
$57.4B
– –
-3,375
Closed -$242K
27 28
29
30 31

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cetera Advisors held 777 positions worth $1.05B, down 10% from $1.17B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors's Q3 2015 filing shows 65 new, 287 increased, 286 reduced and 102 closed positions. Its largest new stake was Vale: 513,262 shares worth $2.18M. The largest sale was Vanguard Real Estate ETF, an estimated $5.55M.

By sector, the portfolio is most concentrated in Energy at 6.2% of assets, down from 6.6% a quarter earlier, followed by Technology and Financials.

  • Cetera Advisors's largest Q3 2015 buy was Vale: 513,262 shares worth $2.18M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $4.3M increase.
  • Cetera Advisors's biggest Q3 2015 reduction was Vanguard Real Estate ETF, cutting an estimated $5.55M.
  • Cetera Advisors fully exited Invesco FTSE RAFI Developed Markets ex-US ETF in Q3 2015, selling an estimated $4.38M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.05B portfolio in Q3 2015.
  • Cetera Advisors opened 65 new positions and closed 102 in Q3 2015.
  • Cetera Advisors's portfolio value fell 10% quarter-over-quarter to $1.05B.

Based on Cetera Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.