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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+3.21%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.2B
AUM Growth
+$13.2M
Cap. Flow
-$9.86M
Cap. Flow %
-0.82%
Top 10 Hldgs %
20.05%
Holding
803
New
89
Increased
255
Reduced
330
Closed
86

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17M
2
BND icon
Vanguard Total Bond Market
BND
+$12M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.97M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$5.63M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.2M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.76M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.33M
4
MAIN icon
Main Street Capital
MAIN
+$4.08M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$3.92M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Technology 4.45%
3 Consumer Staples 4.16%
4 Healthcare 3.94%
5 Financials 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSL
676
DELISTED
NUVEEN SENIOR INCM FD
NSL
$96K 0.01%
16,300
– –
NCZ
677
Virtus Convertible & Income Fund II
NCZ
$296M
$93K 0.01%
4,755
-1,152
-20% -$20.9K
JVA icon
678
Coffee Holding Co
JVA
$20.1M
$87K 0.01%
21,675
-7,266
-25% -$25.3K
AG icon
679
First Majestic Silver
AG
$8.55B
$84K 0.01%
+13,125
New +$57.1K
EVF
680
Eaton Vance Senior Income Trust
EVF
$90.7M
$84K 0.01%
14,500
– –
ANH
681
DELISTED
Anworth Mortgage Asset Corporation
ANH
$81K 0.01%
17,820
– –
MBT
682
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$81K 0.01%
+10,000
New +$69.6K
OCSL icon
683
Oaktree Specialty Lending
OCSL
$1.04B
$78K 0.01%
5,167
-6,000
-54% -$93.9K
FCG icon
684
First Trust Natural Gas ETF
FCG
$636M
$76K 0.01%
3,711
+120
+3% +$2.31K
SAN icon
685
Banco Santander
SAN
$197B
$75K 0.01%
+18,089
New +$74.4K
DANG
686
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$71K 0.01%
10,000
– –
JONE
687
DELISTED
Jones Energy, Inc.
JONE
$60K 0.01%
+974
New +$43.6K
SVU
688
DELISTED
SUPERVALU Inc.
SVU
$60K 0.01%
1,446
-40
-3% -$1.42K
TSI
689
TCW Strategic Income Fund
TSI
$213M
$59K ﹤0.01%
11,250
– –
FAX
690
abrdn Asia-Pacific Income Fund
FAX
$609M
$58K ﹤0.01%
1,931
– –
SIRI icon
691
SiriusXM
SIRI
$10B
$56K ﹤0.01%
1,427
-172
-11% -$6.42K
SDRL
692
DELISTED
Seadrill Limited Common Stock
SDRL
$53K ﹤0.01%
59
-13
-18% -$9.37K
PER
693
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$40K ﹤0.01%
15,348
-900
-6% -$2.32K
VIVS
694
VivoSim Labs
VIVS
$1.61M
$39K ﹤0.01%
76
-22
-22% -$11.2K
GLOWE
695
DELISTED
GLOWPOINT INC
GLOWE
$37K ﹤0.01%
94,020
– –
HYF
696
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$33K ﹤0.01%
18,468
– –
EGO icon
697
Eldorado Gold
EGO
$8.36B
$32K ﹤0.01%
+2,000
New +$28.9K
PWE
698
DELISTED
Penn West Energy Petroleum Ltd
PWE
$25K ﹤0.01%
30,237
-1,950
-6% -$1.66K
TPLM
699
DELISTED
Triangle Petroleum Corporation
TPLM
$24K ﹤0.01%
58,037
-5,955
-9% -$3.43K
UPL
700
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$21K ﹤0.01%
45,510
+16,903
+59% +$20K
26 27
28
29 30

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VAM
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CAN
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ICG
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WSTAM
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Cetera Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Cetera Advisors held 803 positions worth $1.2B, up 1.1% from $1.18B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors's Q1 2016 filing shows 89 new, 255 increased, 330 reduced and 86 closed positions. Its largest new stake was Kohl's: 49,139 shares worth $2.29M. The largest sale was iShares Core S&P 500 ETF, an estimated $12.2M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Cetera Advisors's largest Q1 2016 buy was Kohl's: 49,139 shares worth $2.29M.
  • Cetera Advisors added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $17M increase.
  • Cetera Advisors's biggest Q1 2016 reduction was iShares Core S&P 500 ETF, cutting an estimated $12.2M.
  • Cetera Advisors fully exited ProShares UltraPro Dow 30 in Q1 2016, selling an estimated $3.19M.
  • Cetera Advisors's ten largest holdings make up 20% of its $1.2B portfolio in Q1 2016.
  • Cetera Advisors opened 89 new positions and closed 86 in Q1 2016.
  • Cetera Advisors's portfolio value rose 1.1% quarter-over-quarter to $1.2B.

Based on Cetera Advisors's 13F filing for Q1 2016, filed 13 May 2016.