Cetera Advisors’s NUVEEN SENIOR INCM FD NSL Stock Holding History

Cetera Advisors’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-16,300	Closed	-$96K	–	828
2016 Q1	$96K	Hold	16,300	–	–	0.01%	678
2015 Q4	$94K	Hold	16,300	–	–	0.01%	678
2015 Q3	$96K	Hold	16,300	–	–	0.01%	640
2015 Q2	$104K	Hold	16,300	–	–	0.01%	682
2015 Q1	$109K	Hold	16,300	–	–	0.01%	662
2014 Q4	$107K	Hold	16,300	–	–	0.01%	632
2014 Q3	$109K	Hold	16,300	–	–	0.01%	590
2014 Q2	$115K	Buy	+16,300	New	+$114K	0.01%	574

Other funds holding NSL

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cetera Advisors's NSL Position: Q2 2016 in Review

Cetera Advisors sold out of NUVEEN SENIOR INCM FD (NSL) in Q2 2016, closing a stake of 16,300 shares — an estimated $96K sold.

Cetera Advisors first reported a position in NSL in Q2 2014 and held it in 8 quarters. The position peaked at $115K in Q2 2014. 56 funds tracked by Wall St. Rank hold NSL as of Q2 2016.

Cetera Advisors reported no remaining NUVEEN SENIOR INCM FD position as of Q2 2016 after selling out during the quarter.
Cetera Advisors sold 16,300 NUVEEN SENIOR INCM FD shares in Q2 2016, an estimated $96K.
Cetera Advisors first reported a position in NUVEEN SENIOR INCM FD in Q2 2014 and held it in 8 quarters.
Cetera Advisors's NUVEEN SENIOR INCM FD position peaked at $115K in Q2 2014.
56 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q2 2016.

Based on Cetera Advisors's 13F filing for Q2 2016, filed 10 Aug 2016.