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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-7.67%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.05B
AUM Growth
-$122M
Cap. Flow
-$18.8M
Cap. Flow %
-1.79%
Top 10 Hldgs %
20.53%
Holding
777
New
65
Increased
287
Reduced
286
Closed
102

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.3M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.3M
3
VER
VEREIT, Inc.
VER
+$3.71M
4
TTE icon
TotalEnergies
TTE
+$3.57M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.47M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.55M
2
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.38M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.36M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.32M
5
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$4.09M

Sector Composition

Rank Sector Weight
1 Energy 6.17%
2 Technology 4.82%
3 Financials 4.78%
4 Healthcare 4.76%
5 Real Estate 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUT
651
Gabelli Utility Trust
GUT
$569M
$69K 0.01%
+12,811
New +$75.3K
SAND
652
DELISTED
Sandstorm Gold
SAND
$68K 0.01%
25,650
+9,310
+57% +$25.5K
RAD
653
DELISTED
Rite Aid Corporation
RAD
$64K 0.01%
535
-137
-20% -$22.8K
DANG
654
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$60K 0.01%
10,000
– –
SIRI icon
655
SiriusXM
SIRI
$10B
$59K 0.01%
1,599
-306
-16% -$11.7K
SAN icon
656
Banco Santander
SAN
$197B
$57K 0.01%
+11,348
New +$68.9K
GLOWE
657
DELISTED
GLOWPOINT INC
GLOWE
$54K 0.01%
94,020
-1,400
-1% -$804
TAC icon
658
TransAlta
TAC
$4.44B
$53K 0.01%
11,272
+693
+7% +$3.95K
FAX
659
abrdn Asia-Pacific Income Fund
FAX
$609M
$50K ﹤0.01%
1,864
– –
PBW icon
660
Invesco WilderHill Clean Energy ETF
PBW
$417M
$49K ﹤0.01%
2,445
-88
-3% -$2.04K
MNKD icon
661
MannKind Corp
MNKD
$1.19B
$37K ﹤0.01%
+2,210
New +$46.9K
HYF
662
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$30K ﹤0.01%
18,468
-2,215
-11% -$3.82K
AMRN
663
Amarin Corp
AMRN
$287M
$27K ﹤0.01%
698
– –
LSTA icon
664
Lisata Therapeutics
LSTA
$20M
$23K ﹤0.01%
104
+13
+14% +$3.26K
PWE
665
DELISTED
Penn West Energy Petroleum Ltd
PWE
$10K ﹤0.01%
32,262
+5,885
+22% +$5.76K
PLM
666
DELISTED
PolyMet Mining Corp.
PLM
$7K ﹤0.01%
1,150
-60
-5% -$552
VRNG
667
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$6K ﹤0.01%
1,000
– –
MHR
668
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$5K ﹤0.01%
16,730
-11,850
-41% -$10.9K
SD
669
DELISTED
SANDRIDGE ENERGY, INC.
SD
$4K ﹤0.01%
14,400
– –
THM
670
International Tower Hill Mines
THM
$560M
$2K ﹤0.01%
11,075
– –
AAL icon
671
American Airlines Group
AAL
$9.78B
– –
-7,886
Closed -$315K
AB icon
672
AllianceBernstein
AB
$3.49B
– –
-10,050
Closed -$299K
AGCO icon
673
AGCO
AGCO
$8.49B
– –
-9,132
Closed -$520K
AMT icon
674
American Tower
AMT
$77.4B
– –
-2,154
Closed -$201K
ARR
675
Armour Residential REIT
ARR
$2.03B
– –
-595
Closed -$67K
25 26
27
28 29

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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cetera Advisors held 777 positions worth $1.05B, down 10% from $1.17B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors's Q3 2015 filing shows 65 new, 287 increased, 286 reduced and 102 closed positions. Its largest new stake was Vale: 513,262 shares worth $2.18M. The largest sale was Vanguard Real Estate ETF, an estimated $5.55M.

By sector, the portfolio is most concentrated in Energy at 6.2% of assets, down from 6.6% a quarter earlier, followed by Technology and Financials.

  • Cetera Advisors's largest Q3 2015 buy was Vale: 513,262 shares worth $2.18M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $4.3M increase.
  • Cetera Advisors's biggest Q3 2015 reduction was Vanguard Real Estate ETF, cutting an estimated $5.55M.
  • Cetera Advisors fully exited Invesco FTSE RAFI Developed Markets ex-US ETF in Q3 2015, selling an estimated $4.38M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.05B portfolio in Q3 2015.
  • Cetera Advisors opened 65 new positions and closed 102 in Q3 2015.
  • Cetera Advisors's portfolio value fell 10% quarter-over-quarter to $1.05B.

Based on Cetera Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.