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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.85%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.03B
AUM Growth
-$286M
Cap. Flow
-$289M
Cap. Flow %
-28.11%
Top 10 Hldgs %
19.22%
Holding
730
New
111
Increased
300
Reduced
203
Closed
74

Top Buys

Rank Stock Value
1
PGH
Pengrowth Energy Corporation
PGH
+$10.9M
2
UNG icon
United States Natural Gas Fund
UNG
+$7.78M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.38M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$6.51M
5
ERF
Enerplus Corporation
ERF
+$6.09M

Top Sells

Rank Stock Value
1
RDOG icon
ALPS REIT Dividend Dogs ETF
RDOG
+$3.46M
2
APU
AmeriGas Partners, L.P.
APU
+$2.32M
3
HR icon
Healthcare Realty
HR
+$2.29M
4
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$2.23M
5
HCT
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
+$1.86M

Sector Composition

Rank Sector Weight
1 Energy 6.18%
2 Financials 4.97%
3 Industrials 4.9%
4 Technology 4.78%
5 Healthcare 4.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTT
626
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$112K 0.01%
10,033
-238
-2% -$2.65K
EHI
627
Western Asset Global High Income Fund
EHI
$179M
$111K 0.01%
+10,020
New +$117K
VVR icon
628
Invesco Senior Income Trust
VVR
$460M
$110K 0.01%
24,025
– –
NSL
629
DELISTED
NUVEEN SENIOR INCM FD
NSL
$107K 0.01%
16,300
– –
JCP
630
DELISTED
J.C. Penney Company, Inc.
JCP
$104K 0.01%
16,339
– –
PNNT
631
Pennant Park Investment Corp
PNNT
$213M
$101K 0.01%
10,533
-2,388
-18% -$25K
DANG
632
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$96K 0.01%
10,350
– –
ANH
633
DELISTED
Anworth Mortgage Asset Corporation
ANH
$92K 0.01%
17,454
+454
+3% +$2.37K
EVF
634
Eaton Vance Senior Income Trust
EVF
$90.7M
$90K 0.01%
14,500
– –
SIRI icon
635
SiriusXM
SIRI
$10B
$86K 0.01%
2,331
+418
+22% +$14.4K
HIX
636
Western Asset High Income Fund II
HIX
$359M
$83K 0.01%
10,000
-2,750
-22% -$23.5K
FAX
637
abrdn Asia-Pacific Income Fund
FAX
$609M
$73K 0.01%
2,198
+140
+7% +$4.82K
GGN
638
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$772M
$72K 0.01%
10,228
-17,063
-63% -$135K
HIO
639
Western Asset High Income Opportunity Fund
HIO
$344M
$64K 0.01%
+12,165
New +$68K
MHR
640
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$63K 0.01%
+19,620
New +$83.6K
SDT
641
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$58K 0.01%
18,875
+1,000
+6% +$3.81K
KOPN icon
642
Kopin
KOPN
$695M
$57K 0.01%
15,800
– –
PBW icon
643
Invesco WilderHill Clean Energy ETF
PBW
$417M
$56K 0.01%
2,031
-121
-6% -$3.38K
CXE
644
DELISTED
MFS High Income Municipal Trust
CXE
$49K ﹤0.01%
10,000
– –
PWE
645
DELISTED
Penn West Energy Petroleum Ltd
PWE
$46K ﹤0.01%
21,985
-36,146
-62% -$142K
HYF
646
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$34K ﹤0.01%
18,468
– –
SD
647
DELISTED
SANDRIDGE ENERGY, INC.
SD
$33K ﹤0.01%
18,104
+4,789
+36% +$15.7K
AUQ
648
DELISTED
AURICO GOLD INC COM
AUQ
$33K ﹤0.01%
10,100
– –
HK
649
DELISTED
Halcon Resources Corporation
HK
$29K ﹤0.01%
93
+6
+7% +$2.78K
AMRN
650
Amarin Corp
AMRN
$287M
$14K ﹤0.01%
698
+38
+6% +$791
24 25
26
27 28

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Cetera Advisors held 730 positions worth $1.03B, down 22% from $1.31B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors withdrew a net $289M in Q4 2014, closing 74 positions and reducing 203 holdings. Its most notable exit was ALPS REIT Dividend Dogs ETF, an estimated $3.46M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.2% of assets, up from 4.7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Pengrowth Energy Corporation worth $9.17M.

  • Cetera Advisors's largest Q4 2014 buy was Pengrowth Energy Corporation: 2,945,247 shares worth $9.17M.
  • Cetera Advisors added most to Vanguard Real Estate ETF in Q4 2014, an estimated $7.38M increase.
  • Cetera Advisors's biggest Q4 2014 reduction was AmeriGas Partners, L.P., cutting an estimated $2.32M.
  • Cetera Advisors fully exited ALPS REIT Dividend Dogs ETF in Q4 2014, selling an estimated $3.46M.
  • Cetera Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q4 2014.
  • Cetera Advisors opened 111 new positions and closed 74 in Q4 2014.
  • Cetera Advisors's portfolio value fell 22% quarter-over-quarter to $1.03B.

Based on Cetera Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.