CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Return 22.72%
This Quarter Return
+4.56%
1 Year Return
+22.72%
3 Year Return
+27.6%
5 Year Return
+84.56%
10 Year Return
+155.16%
AUM
$891M
AUM Growth
+$162M
Cap. Flow
+$133M
Cap. Flow %
14.96%
Top 10 Hldgs %
19.56%
Holding
651
New
109
Increased
304
Reduced
149
Closed
57

Top Buys

1
FSK icon
FS KKR Capital
FSK
$16.6M
2
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$6.48M
3
APU
AmeriGas Partners, L.P.
APU
$6.32M
4
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
$5.82M
5
QQQ icon
Invesco QQQ Trust
QQQ
$3.5M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.18M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
$2.13M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
$1.83M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
$1.24M

Sector Composition

1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.08%
4 Industrials 4.16%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PWE
551
DELISTED
Penn West Energy Petroleum Ltd
PWE
$179K 0.02%
18,346
– –
NUO
552
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$177K 0.02%
+11,272
New +$177K
JCP
553
DELISTED
J.C. Penney Company, Inc.
JCP
$172K 0.02%
19,139
-677
-3% -$6.08K
AA icon
554
Alcoa
AA
$8.25B
$168K 0.02%
4,764
-916
-16% -$32.3K
EWJ icon
555
iShares MSCI Japan ETF
EWJ
$15.5B
$158K 0.02%
3,216
+463
+17% +$22.7K
CRRC
556
DELISTED
COURIER CORP
CRRC
$152K 0.02%
10,158
-4,074
-29% -$61K
ARR
557
Armour Residential REIT
ARR
$1.77B
$149K 0.02%
870
+2
+0.2% +$343
BB icon
558
BlackBerry
BB
$2.28B
$147K 0.02%
14,333
+1,360
+10% +$13.9K
KOG
559
DELISTED
KODIAK OIL & GAS CORP
KOG
$147K 0.02%
+10,100
New +$147K
FT
560
Franklin Universal Trust
FT
$199M
$138K 0.02%
18,368
+4,044
+28% +$30.4K
MSD
561
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$138K 0.02%
+13,700
New +$138K
NZF icon
562
Nuveen Municipal Credit Income Fund
NZF
$2.34B
$138K 0.02%
+10,000
New +$138K
DANG
563
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$134K 0.02%
10,000
– –
PNNT
564
Pennant Park Investment Corp
PNNT
$471M
$130K 0.01%
11,194
+73
+0.7% +$848
PFL
565
PIMCO Income Strategy Fund
PFL
$383M
$127K 0.01%
10,293
– –
ETY icon
566
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.5B
$126K 0.01%
+10,629
New +$126K
VVR icon
567
Invesco Senior Income Trust
VVR
$555M
$124K 0.01%
+24,800
New +$124K
RJN
568
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return
RJN
$124K 0.01%
+16,710
New +$124K
JPS
569
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$118K 0.01%
13,041
-1,684
-11% -$15.2K
NSL
570
DELISTED
NUVEEN SENIOR INCM FD
NSL
$115K 0.01%
+16,300
New +$115K
HK
571
DELISTED
Halcon Resources Corporation
HK
$109K 0.01%
87
– –
CFP
572
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$108K 0.01%
5,851
+1,501
+35% +$27.7K
CLM icon
573
Cornerstone Strategic Value Fund
CLM
$2.33B
$100K 0.01%
4,182
– –
CRF
574
Cornerstone Total Return Fund
CRF
$1.22B
$100K 0.01%
4,514
– –
CIM
575
Chimera Investment
CIM
$1.19B
$99K 0.01%
2,047
-93
-4% -$4.5K
21 22
23
24 25