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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLOWE
551
DELISTED
GLOWPOINT INC
GLOWE
$191K 0.02%
127,250
– –
PWE
552
DELISTED
Penn West Energy Petroleum Ltd
PWE
$179K 0.02%
18,346
– –
NUO
553
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$177K 0.02%
+11,272
New +$176K
JCP
554
DELISTED
J.C. Penney Company, Inc.
JCP
$172K 0.02%
19,139
-677
-3% -$5.83K
AA icon
555
Alcoa
AA
$12.2B
$168K 0.02%
4,764
-916
-16% -$30K
EWJ icon
556
iShares MSCI Japan ETF
EWJ
$22B
$158K 0.02%
3,216
+463
+17% +$21.2K
CRRC
557
DELISTED
COURIER CORP
CRRC
$152K 0.02%
10,158
-4,074
-29% -$56.7K
ARR
558
Armour Residential REIT
ARR
$2.03B
$149K 0.02%
870
+2
+0.2% +$341
BB icon
559
BlackBerry
BB
$5.25B
$147K 0.02%
14,333
+1,360
+10% +$10.7K
KOG
560
DELISTED
KODIAK OIL & GAS CORP
KOG
$147K 0.02%
+10,100
New +$131K
FT
561
Franklin Universal Trust
FT
$202M
$138K 0.02%
18,368
+4,044
+28% +$30K
MSD
562
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$138K 0.02%
+13,700
New +$139K
NZF icon
563
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$138K 0.02%
+10,000
New +$134K
DANG
564
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$134K 0.02%
10,000
– –
PNNT
565
Pennant Park Investment Corp
PNNT
$213M
$130K 0.01%
11,194
+73
+0.7% +$801
PFL
566
PIMCO Income Strategy Fund
PFL
$384M
$127K 0.01%
10,293
– –
ETY icon
567
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$126K 0.01%
+10,629
New +$121K
VVR icon
568
Invesco Senior Income Trust
VVR
$460M
$124K 0.01%
+24,800
New +$123K
RJN
569
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return
RJN
$124K 0.01%
+16,710
New +$122K
JPS
570
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$118K 0.01%
13,041
-1,684
-11% -$15K
NSL
571
DELISTED
NUVEEN SENIOR INCM FD
NSL
$115K 0.01%
+16,300
New +$114K
HK
572
DELISTED
Halcon Resources Corporation
HK
$109K 0.01%
87
– –
CFP
573
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$108K 0.01%
5,851
+1,501
+35% +$29.7K
CLM icon
574
Cornerstone Strategic Value Fund
CLM
$2.22B
$100K 0.01%
4,182
– –
CRF
575
Cornerstone Total Return Fund
CRF
$1.15B
$100K 0.01%
4,514
– –
21 22
23
24 25

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.