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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLTR icon
501
Dollar Tree
DLTR
$23.5B
$234K 0.03%
+4,281
New +$225K
JJN
502
DELISTED
iPath Bloomberg Nickel Subindex Total Return ETN due October 22, 2037
JJN
$234K 0.03%
+9,098
New +$230K
ILCG icon
503
iShares Morningstar Growth ETF
ILCG
$3.17B
$231K 0.03%
10,855
+240
+2% +$4.9K
FXH icon
504
First Trust Health Care AlphaDEX Fund
FXH
$998M
$230K 0.03%
+4,336
New +$220K
FTI icon
505
TechnipFMC
FTI
$29.9B
$229K 0.03%
+5,087
New +$216K
MAR icon
506
Marriott International
MAR
$97.5B
$229K 0.03%
3,571
– –
FDN icon
507
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.96B
$228K 0.03%
3,794
-538
-12% -$30.5K
JLL icon
508
Jones Lang LaSalle
JLL
$15B
$228K 0.03%
1,800
– –
KKR icon
509
KKR & Co
KKR
$85.8B
$227K 0.03%
+9,292
New +$216K
CVY icon
510
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
$225K 0.03%
+8,588
New +$219K
DTE icon
511
DTE Energy
DTE
$30.9B
$221K 0.02%
+3,330
New +$216K
A icon
512
Agilent Technologies
A
$37.7B
$220K 0.02%
5,356
+244
+5% +$9.8K
PZA icon
513
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$220K 0.02%
8,910
– –
CNL
514
DELISTED
CLECO CRP (HOLDING CO)
CNL
$220K 0.02%
+3,725
New +$194K
XLY icon
515
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$218K 0.02%
+6,476
New +$210K
SPXX icon
516
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$335M
$217K 0.02%
14,855
+1,785
+14% +$25.8K
EXG icon
517
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.96B
$216K 0.02%
20,975
-500
-2% -$5.11K
PKG icon
518
Packaging Corp of America
PKG
$20.3B
$215K 0.02%
3,010
-225
-7% -$15.5K
RNP icon
519
Cohen & Steers REIT and Preferred and Income Fund
RNP
$985M
$215K 0.02%
11,930
-1,000
-8% -$17.5K
JLA
520
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$215K 0.02%
16,119
-2,966
-16% -$39K
EIO
521
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$215K 0.02%
16,669
+2,455
+17% +$30.4K
RPG icon
522
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$214K 0.02%
13,850
-5,505
-28% -$81.1K
ADAM
523
Adamas Trust
ADAM
$790M
$213K 0.02%
6,772
– –
PYN
524
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$213K 0.02%
22,005
+310
+1% +$2.97K
QDEF icon
525
FlexShares Quality Dividend Defensive Index Fund
QDEF
$545M
$213K 0.02%
6,276
-4,850
-44% -$161K
19 20
21
22 23

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MNG
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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.