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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-17.07%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.86B
AUM Growth
-$478M
Cap. Flow
-$31.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
27.14%
Holding
987
New
68
Increased
375
Reduced
329
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.8M
2
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$9.98M
3
TSN icon
Tyson Foods
TSN
+$9.01M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.92M
5
HON icon
Honeywell
HON
+$6.56M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$55M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$23.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$22.4M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$13M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 6.92%
2 Financials 4.18%
3 Industrials 3.55%
4 Consumer Discretionary 3.31%
5 Healthcare 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIVL icon
376
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$730K 0.04%
11,298
-144
-1% -$11.9K
VCIT icon
377
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$727K 0.04%
8,348
-658
-7% -$59.9K
ENB icon
378
Enbridge
ENB
$124B
$721K 0.04%
24,793
+147
+0.6% +$5.45K
DOW icon
379
Dow Inc
DOW
$21.6B
$713K 0.04%
24,399
+3,801
+18% +$162K
ECL icon
380
Ecolab
ECL
$75.6B
$709K 0.04%
4,548
-119
-3% -$22.4K
XEL icon
381
Xcel Energy
XEL
$51B
$707K 0.04%
11,720
+1,569
+15% +$102K
IMCB icon
382
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$706K 0.04%
18,440
+992
+6% +$48.1K
REGN icon
383
Regeneron Pharmaceuticals
REGN
$68.8B
$703K 0.04%
+1,439
New +$594K
EUSA icon
384
iShares MSCI USA Equal Weighted ETF
EUSA
$1.84B
$702K 0.04%
15,059
+10,338
+219% +$610K
ISTB icon
385
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$698K 0.04%
13,829
-16,550
-54% -$835K
FIXD icon
386
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$695K 0.04%
13,179
+2,175
+20% +$114K
TMO icon
387
Thermo Fisher Scientific
TMO
$211B
$695K 0.04%
2,450
+975
+66% +$307K
BIDU icon
388
Baidu
BIDU
$35.8B
$693K 0.04%
6,878
-208
-3% -$25.3K
BSCL
389
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$692K 0.04%
33,019
+8,554
+35% +$180K
XYZ
390
Block Inc
XYZ
$45.9B
$690K 0.04%
13,177
-1,339
-9% -$91.6K
VEU icon
391
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$687K 0.04%
16,739
-3,007
-15% -$148K
ESGE icon
392
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$686K 0.04%
+25,070
New +$828K
BALL icon
393
Ball Corp
BALL
$17B
$681K 0.04%
10,532
-3,450
-25% -$241K
LNT icon
394
Alliant Energy
LNT
$19.4B
$680K 0.04%
14,085
+1,186
+9% +$65K
VOT icon
395
Vanguard Mid-Cap Growth ETF
VOT
$19B
$676K 0.04%
5,364
-364
-6% -$55.3K
TY icon
396
TRI-Continental Corp
TY
$1.86B
$675K 0.04%
32,270
+7,309
+29% +$191K
DHR icon
397
Danaher
DHR
$135B
$674K 0.04%
5,490
+161
+3% +$21.7K
LUV icon
398
Southwest Airlines
LUV
$22.1B
$668K 0.04%
18,772
+7,041
+60% +$349K
DIM icon
399
WisdomTree International MidCap Dividend Fund
DIM
$164M
$664K 0.04%
14,165
+3,710
+35% +$217K
TDY icon
400
Teledyne Technologies
TDY
$30.4B
$664K 0.04%
2,233
-400
-15% -$137K
14 15
16
17 18

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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Cetera Advisors held 987 positions worth $1.86B, down 20% from $2.34B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors's Q1 2020 filing shows 68 new, 375 increased, 329 reduced and 181 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $55M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $65.8M increase.
  • Cetera Advisors's biggest Q1 2020 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $55M.
  • Cetera Advisors fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2020, selling an estimated $23.5M.
  • Cetera Advisors's ten largest holdings make up 27% of its $1.86B portfolio in Q1 2020.
  • Cetera Advisors opened 68 new positions and closed 181 in Q1 2020.
  • Cetera Advisors's portfolio value fell 20% quarter-over-quarter to $1.86B.

Based on Cetera Advisors's 13F filing for Q1 2020, filed 8 May 2020.