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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.33B
AUM Growth
+$23.9M
Cap. Flow
+$4.58M
Cap. Flow %
0.34%
Top 10 Hldgs %
21.89%
Holding
851
New
82
Increased
301
Reduced
285
Closed
127

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.87M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.72M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.32M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.76M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.7M
2
BND icon
Vanguard Total Bond Market
BND
+$6.91M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.26M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.48M
5
AZO icon
AutoZone
AZO
+$3.18M

Sector Composition

Rank Sector Weight
1 Energy 4.21%
2 Financials 4.19%
3 Technology 4.07%
4 Industrials 3.55%
5 Communication Services 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTEB icon
351
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$640K 0.05%
12,731
+1,599
+14% +$81.3K
AMJ
352
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$640K 0.05%
20,293
-6,228
-23% -$190K
FAB icon
353
First Trust Multi Cap Value AlphaDEX Fund
FAB
$151M
$639K 0.05%
12,676
-550
-4% -$26.3K
LAD icon
354
Lithia Motors
LAD
$7.75B
$639K 0.05%
6,681
+142
+2% +$13K
PSA icon
355
Public Storage
PSA
$54.7B
$639K 0.05%
2,860
-1,013
-26% -$216K
FDN icon
356
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.96B
$627K 0.05%
7,825
+358
+5% +$28.9K
EWBC icon
357
East-West Bancorp
EWBC
$18B
$621K 0.05%
12,246
-20
-0.2% -$889
TSCO icon
358
Tractor Supply
TSCO
$15.4B
$615K 0.05%
40,405
+750
+2% +$10.7K
C icon
359
Citigroup
C
$222B
$614K 0.05%
10,317
+482
+5% +$26K
STNG icon
360
Scorpio Tankers
STNG
$3.9B
$614K 0.05%
13,479
+10,373
+334% +$447K
SLRC icon
361
SLR Investment Corp
SLRC
$717M
$612K 0.05%
29,350
+2,200
+8% +$45K
CHY
362
Calamos Convertible and High Income Fund
CHY
$1.06B
$611K 0.05%
57,848
+4,125
+8% +$43.5K
VCR icon
363
Vanguard Consumer Discretionary ETF
VCR
$6.07B
$611K 0.05%
4,748
+2,015
+74% +$256K
EMR icon
364
Emerson Electric
EMR
$78.2B
$609K 0.05%
10,950
+1,205
+12% +$64.8K
PCY icon
365
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$600K 0.05%
21,287
-32,313
-60% -$936K
BSCI
366
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$588K 0.04%
+27,750
New +$589K
ED icon
367
Consolidated Edison
ED
$41.3B
$586K 0.04%
7,946
-532
-6% -$38.4K
AOM icon
368
iShares Core Moderate Allocation ETF
AOM
$1.76B
$579K 0.04%
16,473
-17,752
-52% -$628K
KBWY icon
369
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$318M
$577K 0.04%
15,339
-1,038
-6% -$36.6K
NVDA icon
370
NVIDIA
NVDA
$5.14T
$577K 0.04%
217,080
+85,200
+65% +$178K
CHI
371
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$572K 0.04%
56,707
-3,553
-6% -$35.4K
GIS icon
372
General Mills
GIS
$19.7B
$572K 0.04%
9,238
-229
-2% -$14.2K
PSEC icon
373
Prospect Capital
PSEC
$1.07B
$569K 0.04%
68,195
+25,488
+60% +$205K
DHS icon
374
WisdomTree US High Dividend Fund
DHS
$1.55B
$567K 0.04%
+8,410
New +$552K
GGN
375
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$748M
$565K 0.04%
106,703
-30,247
-22% -$175K
13 14
15
16 17

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cetera Advisors held 851 positions worth $1.33B, up 1.8% from $1.3B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q4 2016 filing shows 82 new, 301 increased, 285 reduced and 127 closed positions. Its largest new stake was Vanguard Financials ETF: 62,867 shares worth $3.72M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $11.7M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, up from 4% a quarter earlier, followed by Financials and Technology.

  • Cetera Advisors's largest Q4 2016 buy was Vanguard Financials ETF: 62,867 shares worth $3.72M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $8.71M increase.
  • Cetera Advisors's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $11.7M.
  • Cetera Advisors fully exited AutoZone in Q4 2016, selling an estimated $3.18M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2016.
  • Cetera Advisors opened 82 new positions and closed 127 in Q4 2016.
  • Cetera Advisors's portfolio value rose 1.8% quarter-over-quarter to $1.33B.

Based on Cetera Advisors's 13F filing for Q4 2016, filed 15 Feb 2017.