Cetera Advisors’s SLR Investment Corp SLRC Stock Holding History

Cetera Advisors’s Portfolio SLRC Stock Details SLRC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-11,200	Closed	-$231K	–	963
2019 Q2	$231K	Buy	11,200 +1,300	+13%	+$27.4K	0.01%	800
2019 Q1	$208K	Buy	+9,900	New	+$205K	0.01%	772
2018 Q4	–	Sell	-23,600	Closed	-$504K	–	952
2018 Q3	$504K	Buy	23,600 +1,000	+4%	+$21.4K	0.02%	558
2018 Q2	$459K	Buy	22,600 +4,000	+22%	+$83.7K	0.03%	525
2018 Q1	$376K	Sell	18,600 -6,900	-27%	-$142K	0.02%	546
2017 Q4	$513K	Sell	25,500 -4,250	-14%	-$90.5K	0.03%	428
2017 Q3	$643K	Sell	29,750 -1,000	-3%	-$21.5K	0.04%	401
2017 Q2	$673K	Buy	30,750 +300	+1%	+$6.61K	0.04%	390
2017 Q1	$690K	Buy	30,450 +1,100	+4%	+$24K	0.05%	364
2016 Q4	$612K	Buy	29,350 +2,200	+8%	+$45K	0.05%	362
2016 Q3	$556K	Buy	27,150 +4,350	+19%	+$87.5K	0.04%	386
2016 Q2	$435K	Buy	22,800 +2,000	+10%	+$36.4K	0.03%	454
2016 Q1	$360K	Buy	+20,800	New	+$347K	0.03%	484

Other funds holding SLRC

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Aristotle Capital Boston Boston, Massachusetts $1.61B AUM 19.82% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Partners Group Holding Baar-Zug, Switzerland $1.35B AUM 27.53% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

1832 Asset Management

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Arrowstreet Capital

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return