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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
351
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$490K 0.06%
9,295
+227
+3% +$11.9K
CME icon
352
CME Group
CME
$90.1B
$484K 0.05%
6,911
– –
CRM icon
353
Salesforce
CRM
$133B
$484K 0.05%
+8,334
New +$450K
HAL icon
354
Halliburton
HAL
$27.6B
$484K 0.05%
6,833
-4,275
-38% -$274K
HTGC icon
355
Hercules Capital
HTGC
$2.98B
$482K 0.05%
29,795
+5,100
+21% +$74.6K
IDV icon
356
iShares International Select Dividend ETF
IDV
$8.3B
$482K 0.05%
+12,097
New +$482K
DLR icon
357
Digital Realty Trust
DLR
$66B
$476K 0.05%
8,172
+536
+7% +$30K
OUNZ icon
358
VanEck Merk Gold Trust
OUNZ
$2.56B
$474K 0.05%
+35,905
New +$460K
PPG icon
359
PPG Industries
PPG
$26.2B
$473K 0.05%
4,494
-4
-0.1% -$397
BIV icon
360
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$472K 0.05%
5,574
-144
-3% -$12.1K
IGE icon
361
iShares North American Natural Resources ETF
IGE
$744M
$472K 0.05%
9,503
+39
+0.4% +$1.83K
EWG icon
362
iShares MSCI Germany ETF
EWG
$1.51B
$467K 0.05%
14,881
+96
+0.6% +$3.03K
FGD icon
363
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.52B
$465K 0.05%
15,817
+668
+4% +$19.2K
PSEC icon
364
Prospect Capital
PSEC
$1.07B
$457K 0.05%
43,343
+5,543
+15% +$57.6K
DUC
365
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$456K 0.05%
43,690
-16,345
-27% -$171K
CI icon
366
Cigna
CI
$75.4B
$453K 0.05%
4,919
– –
IOO icon
367
iShares Global 100 ETF
IOO
$8.67B
$452K 0.05%
11,466
-400
-3% -$15.8K
MWE
368
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$450K 0.05%
6,300
-800
-11% -$51.5K
SDRL
369
DELISTED
Seadrill Limited Common Stock
SDRL
$448K 0.05%
42
+6
+17% +$58.6K
PSX icon
370
Phillips 66
PSX
$84.8B
$447K 0.05%
5,567
+597
+12% +$49.2K
MLPN
371
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$447K 0.05%
12,464
+364
+3% +$12.3K
JCI icon
372
Johnson Controls International
JCI
$86.9B
$446K 0.05%
8,564
-572
-6% -$28.4K
RDS.A
373
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$443K 0.05%
5,413
+75
+1% +$5.86K
PII icon
374
Polaris
PII
$4.22B
$432K 0.05%
3,309
-30
-0.9% -$3.97K
DD icon
375
DuPont de Nemours
DD
$18.9B
$421K 0.05%
+3,237
New +$412K
13 14
15
16 17

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MNG
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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.