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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTNQ icon
326
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$2.89M 0.06%
51,897
+12,011
+30% +$680K
DDWM icon
327
WisdomTree Dynamic International Equity Fund
DDWM
$1.46B
$2.88M 0.06%
+96,307
New +$2.99M
AB icon
328
AllianceBernstein
AB
$3.47B
$2.8M 0.05%
56,511
-14,895
-21% -$734K
ORCL icon
329
Oracle
ORCL
$339B
$2.78M 0.05%
31,914
+4,067
+15% +$359K
CSQ icon
330
Calamos Strategic Total Return Fund
CSQ
$3.22B
$2.76M 0.05%
155,700
+6,203
+4% +$114K
ACWV icon
331
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$2.75M 0.05%
26,792
+1,424
+6% +$150K
D icon
332
Dominion Energy
D
$62.5B
$2.74M 0.05%
37,511
+3,703
+11% +$282K
VOOV icon
333
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$2.73M 0.05%
19,405
– –
SPAB icon
334
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$2.72M 0.05%
91,107
+44,085
+94% +$1.33M
FEN
335
DELISTED
First Trust Energy Income and Growth Fund
FEN
$2.71M 0.05%
199,489
+21,271
+12% +$297K
LMBS icon
336
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$2.7M 0.05%
53,307
+14,215
+36% +$721K
CCI icon
337
Crown Castle
CCI
$33.1B
$2.67M 0.05%
15,428
+1,081
+8% +$209K
AMAT icon
338
Applied Materials
AMAT
$432B
$2.65M 0.05%
20,592
+4,118
+25% +$559K
IXN icon
339
iShares Global Tech ETF
IXN
$8.78B
$2.64M 0.05%
46,544
+19,064
+69% +$1.12M
LHX icon
340
L3Harris
LHX
$56.1B
$2.62M 0.05%
11,903
+1,562
+15% +$355K
IWV icon
341
iShares Russell 3000 ETF
IWV
$19.6B
$2.62M 0.05%
10,278
+1,692
+20% +$443K
XSOE icon
342
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.04B
$2.6M 0.05%
69,781
+59,154
+557% +$2.32M
IYR icon
343
iShares US Real Estate ETF
IYR
$4.6B
$2.59M 0.05%
25,267
-810
-3% -$86.2K
NEAR icon
344
iShares Short Maturity Bond ETF
NEAR
$4.8B
$2.58M 0.05%
51,557
+1,118
+2% +$56.1K
LIT icon
345
Global X Lithium & Battery Tech ETF
LIT
$1.5B
$2.57M 0.05%
31,333
+9,758
+45% +$800K
DBC icon
346
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$2.57M 0.05%
127,156
+40,412
+47% +$776K
SPDW icon
347
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$2.56M 0.05%
70,814
+27,288
+63% +$1.01M
MOO icon
348
VanEck Agribusiness ETF
MOO
$989M
$2.55M 0.05%
27,978
+456
+2% +$41.9K
IBUY icon
349
Amplify Online Retail ETF
IBUY
$106M
$2.54M 0.05%
23,246
+6,506
+39% +$770K
SFBS
350
ServisFirst Bancshares
SFBS
$4.82B
$2.53M 0.05%
32,531
– –
12 13
14
15 16

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.