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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORC
326
Orchid Island Capital
ORC
$1.32B
$1.17M 0.05%
40,704
+2,599
+7% +$78.8K
LECO icon
327
Lincoln Electric
LECO
$13.7B
$1.17M 0.05%
13,492
-15
-0.1% -$1.26K
CEF icon
328
Sprott Physical Gold and Silver Trust
CEF
$7.39B
$1.16M 0.05%
81,877
-17,664
-18% -$251K
DOW icon
329
Dow Inc
DOW
$22.3B
$1.16M 0.05%
24,121
+1,480
+7% +$69.3K
CSQ icon
330
Calamos Strategic Total Return Fund
CSQ
$3.23B
$1.14M 0.05%
89,636
+7,348
+9% +$94K
PTNQ icon
331
Pacer Trendpilot 100 ETF
PTNQ
$1.21B
$1.13M 0.05%
31,373
+349
+1% +$12.6K
PGX icon
332
Invesco Preferred ETF
PGX
$3.84B
$1.13M 0.05%
75,154
+10,239
+16% +$152K
NKE icon
333
Nike
NKE
$60.8B
$1.12M 0.05%
11,908
-1,319
-10% -$113K
PAYX icon
334
Paychex
PAYX
$39.4B
$1.12M 0.05%
13,590
+1,125
+9% +$93.5K
AVGO icon
335
Broadcom
AVGO
$1.87T
$1.11M 0.05%
40,190
+5,030
+14% +$143K
IDA icon
336
Idacorp
IDA
$8.28B
$1.11M 0.05%
9,882
+7
+0.1% +$746
IAT icon
337
iShares US Regional Banks ETF
IAT
$680M
$1.11M 0.05%
23,799
-30,872
-56% -$1.41M
KNG icon
338
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.35B
$1.1M 0.05%
24,839
+7,510
+43% +$326K
IWV icon
339
iShares Russell 3000 ETF
IWV
$19.5B
$1.1M 0.05%
6,312
-8,174
-56% -$1.42M
BRSP
340
BrightSpire Capital
BRSP
$679M
$1.08M 0.05%
74,877
-25,299
-25% -$369K
PHM icon
341
Pultegroup
PHM
$23.7B
$1.06M 0.05%
28,955
-13,992
-33% -$466K
RDS.A
342
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.06M 0.05%
17,904
+813
+5% +$48.3K
COP icon
343
ConocoPhillips
COP
$146B
$1.05M 0.05%
18,535
-4,734
-20% -$269K
OKE icon
344
Oneok
OKE
$58.7B
$1.05M 0.05%
14,277
-756
-5% -$53.5K
MDT icon
345
Medtronic
MDT
$105B
$1.04M 0.05%
9,598
-2,722
-22% -$284K
SHOP icon
346
Shopify
SHOP
$145B
$1.04M 0.05%
33,600
+6,530
+24% +$224K
IGM icon
347
iShares Expanded Tech Sector ETF
IGM
$10.1B
$1.04M 0.05%
28,710
-11,466
-29% -$419K
MU icon
348
Micron Technology
MU
$1.12T
$1.04M 0.05%
24,234
-3,572
-13% -$162K
LMBS icon
349
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$1.04M 0.05%
19,982
+982
+5% +$51K
EXC icon
350
Exelon
EXC
$48.4B
$1.03M 0.05%
30,205
-1,304
-4% -$43.8K
12 13
14
15 16

Similar funds

MNG
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DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.