CC

Caxton Corporation Portfolio holdings

AUM $9.85M
This Quarter Return
-11.49%
1 Year Return
+26.35%
3 Year Return
+409.06%
5 Year Return
+527.59%
10 Year Return
+11,054.45%
AUM
$123M
AUM Growth
+$123M
Cap. Flow
-$1.15M
Cap. Flow %
-0.93%
Top 10 Hldgs %
74.86%
Holding
66
New
3
Increased
7
Reduced
21
Closed
11

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.49M
2
EFA icon
iShares MSCI EAFE ETF
EFA
$1.48M
3
SVRA icon
Savara
SVRA
$1.3M
4
CRDF icon
Cardiff Oncology
CRDF
$1.19M
5
SCYX icon
SCYNEXIS
SCYX
$402K

Top Sells

1
CTIC
CTI BioPharma Corp. (DE) Common Stock
CTIC
$3.88M
2
ISEE
IVERIC bio, Inc. Common Stock
ISEE
$1.28M
3
CZOO
Cazoo Group Ltd
CZOO
$498K
4
ONCS
OncoSec Medical Incorporated
ONCS
$449K
5
ISOS.U
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
$245K

Sector Composition

1 Healthcare 72.57%
2 Financials 6.3%
3 Communication Services 3.87%
4 Technology 2.66%
5 Consumer Discretionary 1.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CRDF icon
1
Cardiff Oncology
CRDF
$140M
$16.8M 13.61% 2,522,083 +178,750 +8% +$1.19M
SBBP
2
DELISTED
Strongbridge Biopharma plc.
SBBP
$16.4M 13.27% 8,024,542 -58,900 -0.7% -$120K
MTEM
3
DELISTED
Molecular Templates, Inc.
MTEM
$14.3M 11.63% 2,137,991 – –
SRRA
4
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
$9.71M 7.86% 442,754 -1,205 -0.3% -$26.4K
SVRA icon
5
Savara
SVRA
$567M
$9.52M 7.71% 6,896,551 +945,536 +16% +$1.3M
SCYX icon
6
SCYNEXIS
SCYX
$34.9M
$8.29M 6.72% 1,564,400 +75,777 +5% +$402K
GLD icon
7
SPDR Gold Trust
GLD
$107B
$6.7M 5.43% 40,820 – –
KALA icon
8
KALA BIO
KALA
$78.8M
$4.53M 3.67% 1,727,751 +22,902 +1% +$60K
RZLT icon
9
Rezolute
RZLT
$619M
$3.17M 2.57% 424,243 – –
CTIC
10
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$2.95M 2.39% 1,000,000 -1,314,533 -57% -$3.88M
ADXN
11
Addex Therapeutics
ADXN
$2.4M 1.94% 265,940 – –
LUXA
12
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$1.96M 1.59% 200,000 – –
SPY icon
13
SPDR S&P 500 ETF Trust
SPY
$658B
$1.49M 1.21% +3,480 New +$1.49M
EFA icon
14
iShares MSCI EAFE ETF
EFA
$66B
$1.48M 1.2% +19,000 New +$1.48M
AAC.U
15
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$1.38M 1.12% 139,680 – –
INTU icon
16
Intuit
INTU
$186B
$1.02M 0.82% 1,884 -1 -0.1% -$539
GOOG icon
17
Alphabet (Google) Class C
GOOG
$2.58T
$992K 0.8% 372 – –
EIGR
18
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$939K 0.76% 140,622 +1,996 +1% +$13.3K
SPGI icon
19
S&P Global
SPGI
$167B
$880K 0.71% 2,072 -1 -0% -$425
CVNA icon
20
Carvana
CVNA
$51.4B
$870K 0.71% 2,886 -2 -0.1% -$603
META icon
21
Meta Platforms (Facebook)
META
$1.86T
$870K 0.71% 2,565 -1 -0% -$339
MSFT icon
22
Microsoft
MSFT
$3.77T
$862K 0.7% 3,057 -2 -0.1% -$564
MCO icon
23
Moody's
MCO
$91.4B
$845K 0.68% 2,380 -2 -0.1% -$710
NFLX icon
24
Netflix
NFLX
$513B
$828K 0.67% 1,357 +38 +3% +$23.2K
CRM icon
25
Salesforce
CRM
$245B
$810K 0.66% 2,986 -2 -0.1% -$543
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