CC

Caxton Corporation Portfolio holdings

AUM $9.85M
This Quarter Return
+5.72%
1 Year Return
+26.35%
3 Year Return
+409.06%
5 Year Return
+527.59%
10 Year Return
+11,054.45%
AUM
$154M
AUM Growth
+$154M
Cap. Flow
+$7.35M
Cap. Flow %
4.77%
Top 10 Hldgs %
81.82%
Holding
74
New
30
Increased
23
Reduced
8
Closed
5

Top Buys

1
SVRA icon
Savara
SVRA
$12M
2
LUXA
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$2.05M
3
KALA icon
KALA BIO
KALA
$1.94M
4
AAC.U
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$1.42M
5
ENJY
Enjoy Technology, Inc. Common Stock
ENJY
$1.04M

Top Sells

1
SPRU icon
Spruce Power Holding Corp
SPRU
$7.12M
2
CTIC
CTI BioPharma Corp. (DE) Common Stock
CTIC
$3.59M
3
SRRA
Sierra Oncology, Inc. Common Stock
SRRA
$3.45M
4
LUXAU
Lux Health Tech Acquisition Corp. Units
LUXAU
$2.3M
5
CZOO
Cazoo Group Ltd
CZOO
$1.46M

Sector Composition

1 Healthcare 81.45%
2 Financials 4.57%
3 Communication Services 1.64%
4 Consumer Discretionary 1.29%
5 Technology 1.11%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MTEM
1
DELISTED
Molecular Templates, Inc.
MTEM
$26.8M 17.4% 2,122,991 – –
SBBP
2
DELISTED
Strongbridge Biopharma plc.
SBBP
$22.3M 14.49% 8,083,442 -6,000 -0.1% -$16.6K
CRDF icon
3
Cardiff Oncology
CRDF
$140M
$19.6M 12.72% 2,114,840 – –
SVRA icon
4
Savara
SVRA
$567M
$12M 7.77% +5,752,215 New +$12M
SCYX icon
5
SCYNEXIS
SCYX
$34.9M
$11.2M 7.26% 1,407,886 -66,484 -5% -$528K
KALA icon
6
KALA BIO
KALA
$78.8M
$9.64M 6.26% 1,430,021 +287,661 +25% +$1.94M
SRRA
7
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
$7.65M 4.97% 443,959 -200,000 -31% -$3.45M
CTIC
8
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$7.32M 4.75% 2,514,647 -1,235,243 -33% -$3.59M
GLD icon
9
SPDR Gold Trust
GLD
$107B
$6.53M 4.24% 40,820 -341 -0.8% -$54.6K
RZLT icon
10
Rezolute
RZLT
$619M
$3M 1.95% 424,243 – –
ADXN
11
Addex Therapeutics
ADXN
$2.79M 1.81% 265,940 – –
LUXA
12
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$2.05M 1.33% +200,000 New +$2.05M
AAC.U
13
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$1.42M 0.92% +142,000 New +$1.42M
CZOO
14
DELISTED
Cazoo Group Ltd
CZOO
$1.11M 0.72% 108,074 -141,926 -57% -$1.46M
ENJY
15
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
$1.04M 0.68% +105,500 New +$1.04M
ISEE
16
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$911K 0.59% 147,366 +12,385 +9% +$76.6K
HMCOU
17
DELISTED
HumanCo Acquisition Corp. Unit
HMCOU
$902K 0.59% 85,500 – –
EIGR
18
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$833K 0.54% 94,083 +15,035 +19% +$133K
BTWN
19
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$680K 0.44% 62,688 -10,000 -14% -$108K
FLAC
20
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$637K 0.41% +64,000 New +$637K
BCIC
21
BCP Investment Corporation Common Stock
BCIC
$161M
$633K 0.41% 293,144 -5,944 -2% -$12.8K
SSAAU
22
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$616K 0.4% +62,000 New +$616K
SCOAU
23
DELISTED
ScION Tech Growth I Unit
SCOAU
$588K 0.38% 58,500 – –
ONCS
24
DELISTED
OncoSec Medical Incorporated
ONCS
$553K 0.36% +115,866 New +$553K
DIS icon
25
Walt Disney
DIS
$213B
$469K 0.3% 2,544 +674 +36% +$124K
1
2 3