CC

Caxton Corporation Portfolio holdings

AUM $9.85M
This Quarter Return
+23.14%
1 Year Return
+26.35%
3 Year Return
+409.06%
5 Year Return
+527.59%
10 Year Return
+11,054.45%
AUM
$160M
AUM Growth
+$160M
Cap. Flow
+$37M
Cap. Flow %
23.08%
Top 10 Hldgs %
86.4%
Holding
49
New
32
Increased
5
Reduced
4
Closed
5

Top Buys

1
SPRU icon
Spruce Power Holding Corp
SPRU
$7.12M
2
RZLT icon
Rezolute
RZLT
$5.09M
3
SCYX icon
SCYNEXIS
SCYX
$4.9M
4
CRDF icon
Cardiff Oncology
CRDF
$4.85M
5
ADXN
Addex Therapeutics
ADXN
$3.33M

Top Sells

1
GARS
Garrison Capital Inc.
GARS
$4.45M
2
CTIC
CTI BioPharma Corp. (DE) Common Stock
CTIC
$1.82M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$1.53M
4
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$626K
5
EIGR
Eiger BioPharmaceuticals, Inc.
EIGR
$416K

Sector Composition

1 Healthcare 80.99%
2 Technology 5.09%
3 Consumer Discretionary 2.25%
4 Financials 1.89%
5 Communication Services 1.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CRDF icon
1
Cardiff Oncology
CRDF
$140M
$38M 23.72%
2,114,840
+269,676
+15% +$4.85M
MTEM
2
DELISTED
Molecular Templates, Inc.
MTEM
$19.9M 12.43%
2,122,991
– –
SBBP
3
DELISTED
Strongbridge Biopharma plc.
SBBP
$19.7M 12.25%
8,089,442
– –
CTIC
4
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$12.1M 7.53%
3,749,890
-563,727
-13% -$1.82M
SCYX icon
5
SCYNEXIS
SCYX
$34.9M
$11.3M 7.03%
1,474,370
+640,000
+77% +$4.9M
SRRA
6
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
$10.3M 6.43%
643,959
– –
KALA icon
7
KALA BIO
KALA
$78.8M
$7.75M 4.83%
1,142,360
+370,570
+48% +$2.51M
GLD icon
8
SPDR Gold Trust
GLD
$107B
$7.34M 4.58%
41,161
+15,803
+62% +$2.82M
SPRU icon
9
Spruce Power Holding Corp
SPRU
$25.9M
$7.12M 4.44%
+300,000
New +$7.12M
RZLT icon
10
Rezolute
RZLT
$619M
$5.09M 3.17%
+424,243
New +$5.09M
ADXN
11
Addex Therapeutics
ADXN
$8.45M
$3.56M 2.22%
265,940
+248,542
+1,429% +$3.33M
CZOO
12
DELISTED
Cazoo Group Ltd
CZOO
$3.1M 1.93%
+250,000
New +$3.1M
LUXAU
13
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
$2.3M 1.43%
+200,000
New +$2.3M
MRACU
14
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
$1.14M 0.71%
+105,500
New +$1.14M
BTWN
15
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$1.13M 0.7%
+72,688
New +$1.13M
EIGR
16
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$972K 0.61%
79,048
-33,824
-30% -$416K
HMCOU
17
DELISTED
HumanCo Acquisition Corp. Unit
HMCOU
$942K 0.59%
+85,500
New +$942K
ISEE
18
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$933K 0.58%
134,981
-57,757
-30% -$399K
FLACU
19
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$664K 0.41%
+64,000
New +$664K
SCOAU
20
DELISTED
ScION Tech Growth I Unit
SCOAU
$604K 0.38%
+58,500
New +$604K
BCIC
21
BCP Investment Corporation Common Stock
BCIC
$161M
$571K 0.36%
+299,088
New +$571K
CDLX icon
22
Cardlytics
CDLX
$54.3M
$410K 0.26%
+2,869
New +$410K
DIS icon
23
Walt Disney
DIS
$213B
$339K 0.21%
+1,870
New +$339K
PYPL icon
24
PayPal
PYPL
$67.1B
$297K 0.19%
+1,267
New +$297K
TDG icon
25
TransDigm Group
TDG
$78.8B
$290K 0.18%
+469
New +$290K
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