CC

Caxton Corporation Portfolio holdings

AUM $9.85M
This Quarter Return
-21.4%
1 Year Return
+26.35%
3 Year Return
+409.06%
5 Year Return
+527.59%
10 Year Return
+11,054.45%
AUM
$73.6M
AUM Growth
+$73.6M
Cap. Flow
-$920K
Cap. Flow %
-1.25%
Top 10 Hldgs %
98.17%
Holding
24
New
6
Increased
6
Reduced
3
Closed
7

Top Buys

1
SRRA
Sierra Oncology, Inc. Common Stock
SRRA
$938K
2
SLRC icon
SLR Investment Corp
SLRC
$318K
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$281K
4
NSL
NUVEEN SENIOR INCM FD
NSL
$233K
5
SCM icon
Stellus Capital Investment Corp
SCM
$213K

Top Sells

1
GDX icon
VanEck Gold Miners ETF
GDX
$1.3M
2
ESL
Esterline Technologies
ESL
$628K
3
ST icon
Sensata Technologies
ST
$572K
4
FSAM
Fifth Street Asset Management Inc. Class A
FSAM
$273K
5
OXSQ icon
Oxford Square Capital
OXSQ
$209K

Sector Composition

1 Healthcare 89.55%
2 Financials 1.35%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MDGL icon
1
Madrigal Pharmaceuticals
MDGL
$9.76B
$64.5M 87%
37,069,140
+7,954
+0% +$13.8K
CPXX
2
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
$3.73M 5.03%
2,246,469
– –
SRRA
3
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
$938K 1.27%
+45,719
New +$938K
ACAS
4
DELISTED
American Capital Ltd
ACAS
$894K 1.21%
73,558
-2,876
-4% -$35K
IVTY
5
DELISTED
Invuity, Inc
IVTY
$475K 0.64%
33,905
– –
NSL
6
DELISTED
NUVEEN SENIOR INCM FD
NSL
$417K 0.56%
70,518
+39,376
+126% +$233K
PHD
7
Pioneer Floating Rate Fund
PHD
$123M
$369K 0.5%
32,637
-4,000
-11% -$45.2K
SLRC icon
8
SLR Investment Corp
SLRC
$907M
$318K 0.43%
+20,098
New +$318K
EVF
9
Eaton Vance Senior Income Trust
EVF
$101M
$310K 0.42%
52,889
+3,429
+7% +$20.1K
FRA icon
10
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$309K 0.42%
23,888
+12,897
+117% +$167K
JRO
11
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$281K 0.38%
+28,207
New +$281K
MDLY
12
DELISTED
Medley Management Inc
MDLY
$233K 0.31%
35,259
+7,094
+25% +$46.9K
PFX icon
13
PhenixFIN
PFX
$97.3M
$216K 0.29%
29,089
-2,969
-9% -$22K
SCM icon
14
Stellus Capital Investment Corp
SCM
$413M
$213K 0.29%
+21,155
New +$213K
AGRX
15
DELISTED
Agile Therapeutics, Inc
AGRX
$155K 0.21%
23,035
+5,476
+31% +$36.8K
ICMB icon
16
Investcorp Credit Management BDC
ICMB
$42.6M
$150K 0.2%
+14,658
New +$150K
OCSL icon
17
Oaktree Specialty Lending
OCSL
$1.23B
$98K 0.13%
+15,867
New +$98K
BRK.B icon
18
Berkshire Hathaway Class B
BRK.B
$1.09T
– –
-1,511
Closed -$206K
GDX icon
19
VanEck Gold Miners ETF
GDX
$19B
– –
-73,274
Closed -$1.3M
OXSQ icon
20
Oxford Square Capital
OXSQ
$171M
– –
-31,142
Closed -$209K
ST icon
21
Sensata Technologies
ST
$4.74B
– –
-10,853
Closed -$572K
VIRX
22
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
– –
-47,814
Closed -$144K
ESL
23
DELISTED
Esterline Technologies
ESL
– –
-6,590
Closed -$628K
FSAM
24
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
– –
-26,562
Closed -$273K