CC

Caxton Corporation Portfolio holdings

AUM $9.85M
1-Year Est. Return 26.35%
This Quarter Est. Return
1 Year Est. Return
+26.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$73.6M
AUM Growth
-$20.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
24
New
Increased
Reduced
Closed

Top Buys

1
+$938K
2
+$318K
3
+$281K
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$233K
5
SCM icon
Stellus Capital Investment Corp
SCM
+$213K

Top Sells

1
+$1.3M
2
+$628K
3
+$572K
4
FSAM
Fifth Street Asset Management Inc. Class A
FSAM
+$273K
5
OXSQ icon
Oxford Square Capital
OXSQ
+$209K

Sector Composition

1 Healthcare 89.55%
2 Financials 1.35%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$64.5M 87%
1,059,118
+227
2
$3.73M 5.03%
2,246,469
3
$938K 1.27%
+1,143
4
$894K 1.21%
73,558
-2,876
5
$475K 0.64%
33,905
6
$417K 0.56%
70,518
+39,376
7
$369K 0.5%
32,637
-4,000
8
$318K 0.43%
+20,098
9
$310K 0.42%
52,889
+3,429
10
$309K 0.42%
23,888
+12,897
11
$281K 0.38%
+28,207
12
$233K 0.31%
3,526
+709
13
$216K 0.29%
1,454
-149
14
$213K 0.29%
+21,155
15
$155K 0.21%
12
+3
16
$150K 0.2%
+14,761
17
$98K 0.13%
+5,289
18
– –
-1,511
19
– –
-73,274
20
– –
-31,142
21
– –
-10,853
22
– –
-228
23
– –
-6,590
24
– –
-26,562