CC

Caxton Corporation Portfolio holdings

AUM $9.85M
1-Year Est. Return 26.35%
This Quarter Est. Return
1 Year Est. Return
+26.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$122M
AUM Growth
-$1.06M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
57
New
Increased
Reduced
Closed

Top Buys

1
+$18.5M
2
+$4.48M
3
+$3.68M
4
CTIC
CTI BioPharma Corp. (DE) Common Stock
CTIC
+$3.07M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$1.66M

Top Sells

1
+$16.4M
2
+$3.91M
3
+$2.09M
4
GIGGU
GigCapital4, Inc. Unit
GIGGU
+$459K
5
SWBK.U
Switchback II Corporation Units, each consisting of one Class A ordinary share and one fifth of one
SWBK.U
+$398K

Sector Composition

1 Healthcare 66.24%
2 Financials 10.38%
3 Communication Services 4.24%
4 Technology 3.26%
5 Consumer Discretionary 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$12K 0.01%
21,333
52
$8K 0.01%
12,000
53
– –
-8,024,542
54
– –
-62,500
55
– –
-34,070
56
– –
-45,000
57
– –
-39,000
1 2
3