CC

Caxton Corporation Portfolio holdings

AUM $9.85M
1-Year Return 26.35%
This Quarter Return
-11.49%
1 Year Return
+26.35%
3 Year Return
+409.06%
5 Year Return
+527.59%
10 Year Return
+11,054.45%
AUM
$123M
AUM Growth
-$22.6M
Cap. Flow
-$1.15M
Cap. Flow %
-0.93%
Top 10 Hldgs %
74.86%
Holding
66
New
3
Increased
7
Reduced
21
Closed
11

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.49M
2
EFA icon
iShares MSCI EAFE ETF
EFA
$1.48M
3
SVRA icon
Savara
SVRA
$1.3M
4
CRDF icon
Cardiff Oncology
CRDF
$1.19M
5
SCYX icon
SCYNEXIS
SCYX
$402K

Top Sells

1
CTIC
CTI BioPharma Corp. (DE) Common Stock
CTIC
$3.88M
2
ISEE
IVERIC bio, Inc. Common Stock
ISEE
$1.28M
3
CZOO
Cazoo Group Ltd
CZOO
$498K
4
ONCS
OncoSec Medical Incorporated
ONCS
$449K
5
ISOS.U
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
$245K

Sector Composition

1 Healthcare 72.57%
2 Financials 6.3%
3 Communication Services 3.87%
4 Technology 2.66%
5 Consumer Discretionary 1.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CZOO.WS
51
DELISTED
Cazoo Group Ltd Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
CZOO.WS
$94K 0.08%
+62,500
New +$94K
LUXAW
52
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$77K 0.06%
66,666
– –
BTWNW
53
DELISTED
Bridgetown Holdings Limited Warrants
BTWNW
$41K 0.03%
39,773
– –
FLACW
54
DELISTED
Frazier Lifesciences Acquisition Corporation Warrant
FLACW
$14K 0.01%
21,333
– –
PV.WS
55
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$10K 0.01%
12,000
– –
ALDX icon
56
Aldeyra Therapeutics
ALDX
$334M
– –
-11,784
Closed -$134K
CCCS icon
57
CCC Intelligent Solutions
CCCS
$6.3B
– –
-11,000
Closed -$110K
JOBY icon
58
Joby Aviation
JOBY
$11.1B
– –
-11,000
Closed -$110K
XOS icon
59
Xos
XOS
$20.2M
– –
-367
Closed -$109K
CZOO
60
DELISTED
Cazoo Group Ltd
CZOO
– –
-25
Closed -$498K
ISEE
61
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-203,414
Closed -$1.28M
ENJYW
62
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
– –
-23,171
Closed -$29K
ISOS.U
63
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
– –
-24,000
Closed -$245K
SRNGU
64
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-15,000
Closed -$159K
AJAX.WS
65
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
– –
-62,500
Closed -$117K
ONCS
66
DELISTED
OncoSec Medical Incorporated
ONCS
– –
-7,270
Closed -$449K
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