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Caxton Corporation Portfolio holdings

AUM $4.02M
1-Year Est. Return 256.08%
This Fund
S&P 500
This Quarter Est. Return
-11.5%
1 Year Est. Return
+256.08%
3 Year Est. Return
+777.99%
5 Year Est. Return
+744.68%
10 Year Est. Return
+18,621.85%
AUM
$123M
AUM Growth
-$22.6M
Cap. Flow
-$737K
Cap. Flow %
-0.6%
Top 10 Hldgs %
74.86%
Holding
66
New
3
Increased
7
Reduced
21
Closed
11

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.52M
3
SVRA icon
Savara
SVRA
+$1.28M
4
CRDF icon
Cardiff Oncology
CRDF
+$1.12M
5
SCYX icon
SCYNEXIS
SCYX
+$496K

Top Sells

Rank Stock Value
1
CTIC
CTI BioPharma Corp. (DE) Common Stock
CTIC
+$3.58M
2
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$1.28M
3
CZOO
Cazoo Group Ltd
CZOO
+$498K
4
ONCS
OncoSec Medical Incorporated
ONCS
+$449K
5
ISOS.U
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
+$245K

Sector Composition

Rank Sector Weight
1 Healthcare 72.57%
2 Financials 6.3%
3 Communication Services 3.87%
4 Technology 2.66%
5 Consumer Discretionary 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZOO.WS
51
DELISTED
Cazoo Group Ltd Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
CZOO.WS
$94K 0.08%
+62,500
New +$101K
LUXAW
52
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$77K 0.06%
66,666
– –
BTWNW
53
DELISTED
Bridgetown Holdings Limited Warrants
BTWNW
$41K 0.03%
39,773
– –
FLACW
54
DELISTED
Frazier Lifesciences Acquisition Corporation Warrant
FLACW
$14K 0.01%
21,333
– –
PV.WS
55
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$10K 0.01%
12,000
– –
ALDX icon
56
Aldeyra Therapeutics
ALDX
$97.1M
– –
-11,784
Closed -$134K
CCC
57
CCC Intelligent Solutions
CCC
$3.55B
– –
-11,000
Closed -$110K
JOBY icon
58
Joby Aviation
JOBY
$6.54B
– –
-11,000
Closed -$110K
XOS icon
59
Xos
XOS
$26.8M
– –
-367
Closed -$109K
CZOO
60
DELISTED
Cazoo Group Ltd
CZOO
– –
-25
Closed -$498K
ISEE
61
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-203,414
Closed -$1.28M
ENJYW
62
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
– –
-23,171
Closed -$29K
ISOS.U
63
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
– –
-24,000
Closed -$245K
SRNGU
64
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-15,000
Closed -$159K
AJAX.WS
65
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
– –
-62,500
Closed -$117K
ONCS
66
DELISTED
OncoSec Medical Incorporated
ONCS
– –
-7,270
Closed -$449K
1 2
3

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CGA
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HFA
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ABA
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Caxton Corporation's Q3 2021 Portfolio in Review

As of Q3 2021, Caxton Corporation held 66 positions worth $123M, down 15% from $146M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Caxton Corporation's Q3 2021 filing shows 3 new, 7 increased, 21 reduced and 11 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 3,480 shares worth $1.49M. The largest sale was CTI BioPharma Corp. (DE) Common Stock, an estimated $3.58M.

By sector, the portfolio is most concentrated in Healthcare at 73% of assets, down from 78% a quarter earlier, followed by Financials and Communication Services.

  • Caxton Corporation's largest Q3 2021 buy was State Street SPDR S&P 500 ETF Trust: 3,480 shares worth $1.49M.
  • Caxton Corporation added most to Savara in Q3 2021, an estimated $1.28M increase.
  • Caxton Corporation's biggest Q3 2021 reduction was CTI BioPharma Corp. (DE) Common Stock, cutting an estimated $3.58M.
  • Caxton Corporation fully exited IVERIC bio, Inc. Common Stock in Q3 2021, selling an estimated $1.28M.
  • Caxton Corporation's ten largest holdings make up 75% of its $123M portfolio in Q3 2021.
  • Caxton Corporation opened 3 new positions and closed 11 in Q3 2021.
  • Caxton Corporation's portfolio value fell 15% quarter-over-quarter to $123M.

Based on Caxton Corporation's 13F filing for Q3 2021, filed 15 Nov 2021.