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Caxton Corporation Portfolio holdings

AUM $4.02M
1-Year Est. Return 256.08%
This Fund
S&P 500
This Quarter Est. Return
-11.5%
1 Year Est. Return
+256.08%
3 Year Est. Return
+777.99%
5 Year Est. Return
+744.68%
10 Year Est. Return
+18,621.85%
AUM
$123M
AUM Growth
-$22.6M
Cap. Flow
-$737K
Cap. Flow %
-0.6%
Top 10 Hldgs %
74.86%
Holding
66
New
3
Increased
7
Reduced
21
Closed
11

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.54M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.52M
3
SVRA icon
Savara
SVRA
+$1.28M
4
CRDF icon
Cardiff Oncology
CRDF
+$1.12M
5
SCYX icon
SCYNEXIS
SCYX
+$496K

Top Sells

Rank Stock Value
1
CTIC
CTI BioPharma Corp. (DE) Common Stock
CTIC
+$3.58M
2
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$1.28M
3
CZOO
Cazoo Group Ltd
CZOO
+$498K
4
ONCS
OncoSec Medical Incorporated
ONCS
+$449K
5
ISOS.U
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
+$245K

Sector Composition

Rank Sector Weight
1 Healthcare 72.57%
2 Financials 6.3%
3 Communication Services 3.87%
4 Technology 2.66%
5 Consumer Discretionary 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
26
PayPal
PYPL
$51.4B
$796K 0.65%
3,058
-2
-0.1% -$567
V icon
27
Visa
V
$697B
$783K 0.63%
3,513
-3
-0.1% -$703
TDG icon
28
TransDigm Group
TDG
$73.2B
$773K 0.63%
1,238
-1
-0.1% -$625
CHTR icon
29
Charter Communications
CHTR
$16.7B
$772K 0.63%
1,061
-1
-0.1% -$759
AMT icon
30
American Tower
AMT
$79.9B
$768K 0.62%
2,894
-2
-0.1% -$570
MA icon
31
Mastercard
MA
$497B
$759K 0.62%
2,184
-1
-0% -$364
DIS icon
32
Walt Disney
DIS
$172B
$744K 0.6%
4,397
-3
-0.1% -$535
WHR icon
33
Whirlpool
WHR
$2.49B
$711K 0.58%
3,488
-2
-0.1% -$439
MDLZ icon
34
Mondelez International
MDLZ
$80.2B
$700K 0.57%
12,038
-8
-0.1% -$498
FLAC
35
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$629K 0.51%
64,000
– –
SSAAU
36
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$618K 0.5%
62,000
– –
BTWN
37
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$615K 0.5%
62,688
– –
HMCOU
38
DELISTED
HumanCo Acquisition Corp. Unit
HMCOU
$592K 0.48%
57,724
– –
FICO icon
39
Fair Isaac
FICO
$31B
$591K 0.48%
1,485
-1
-0.1% -$476
CDLX icon
40
Cardlytics
CDLX
$22.3M
$571K 0.46%
680
-1
-0.1% -$1.01K
GIGGU
41
DELISTED
GigCapital4, Inc. Unit
GIGGU
$459K 0.37%
45,000
– –
SWBK.U
42
DELISTED
Switchback II Corporation Units, each consisting of one Class A ordinary share and one fifth of one
SWBK.U
$398K 0.32%
39,000
– –
ELEV
43
DELISTED
Elevation Oncology
ELEV
$375K 0.3%
48,183
+8,597
+22% +$93K
BOAS.U
44
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
$337K 0.27%
34,070
– –
SVFA
45
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$272K 0.22%
27,900
– –
PV
46
DELISTED
Primavera Capital Acquisition Corporation
PV
$234K 0.19%
24,000
– –
SCOAU
47
DELISTED
ScION Tech Growth I Unit
SCOAU
$223K 0.18%
22,410
– –
PICC.U
48
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$166K 0.13%
16,800
– –
MLTX icon
49
MoonLake Immunotherapeutics
MLTX
$1.59B
$158K 0.13%
16,009
– –
RMGCU
50
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$109K 0.09%
11,000
– –
1
2
3

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EAMS
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RA
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CGA
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HFA
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ABA
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UOMF
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KI
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Caxton Corporation's Q3 2021 Portfolio in Review

As of Q3 2021, Caxton Corporation held 66 positions worth $123M, down 15% from $146M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Caxton Corporation's Q3 2021 filing shows 3 new, 7 increased, 21 reduced and 11 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 3,480 shares worth $1.49M. The largest sale was CTI BioPharma Corp. (DE) Common Stock, an estimated $3.58M.

By sector, the portfolio is most concentrated in Healthcare at 73% of assets, down from 78% a quarter earlier, followed by Financials and Communication Services.

  • Caxton Corporation's largest Q3 2021 buy was State Street SPDR S&P 500 ETF Trust: 3,480 shares worth $1.49M.
  • Caxton Corporation added most to Savara in Q3 2021, an estimated $1.28M increase.
  • Caxton Corporation's biggest Q3 2021 reduction was CTI BioPharma Corp. (DE) Common Stock, cutting an estimated $3.58M.
  • Caxton Corporation fully exited IVERIC bio, Inc. Common Stock in Q3 2021, selling an estimated $1.28M.
  • Caxton Corporation's ten largest holdings make up 75% of its $123M portfolio in Q3 2021.
  • Caxton Corporation opened 3 new positions and closed 11 in Q3 2021.
  • Caxton Corporation's portfolio value fell 15% quarter-over-quarter to $123M.

Based on Caxton Corporation's 13F filing for Q3 2021, filed 15 Nov 2021.