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Caxton Corporation Portfolio holdings

AUM $4.02M
1-Year Est. Return 256.08%
This Fund
S&P 500
This Quarter Est. Return
+23.74%
1 Year Est. Return
+256.08%
3 Year Est. Return
+777.99%
5 Year Est. Return
+744.68%
10 Year Est. Return
+18,621.85%
AUM
$160M
AUM Growth
+$54.4M
Cap. Flow
+$34.5M
Cap. Flow %
21.53%
Top 10 Hldgs %
86.4%
Holding
49
New
32
Increased
5
Reduced
4
Closed
5

Top Buys

Rank Stock Value
1
RZLT icon
Rezolute
RZLT
+$7.86M
2
CRDF icon
Cardiff Oncology
CRDF
+$4.74M
3
SPRU icon
Spruce Power Holding Corp
SPRU
+$4.05M
4
SCYX icon
SCYNEXIS
SCYX
+$3.75M
5
ADXN
Addex Therapeutics
ADXN
+$3.08M

Top Sells

Rank Stock Value
1
GARS
Garrison Capital Inc.
GARS
+$4.45M
2
CTIC
CTI BioPharma Corp. (DE) Common Stock
CTIC
+$1.88M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$1.53M
4
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$626K
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$370K

Sector Composition

Rank Sector Weight
1 Healthcare 80.99%
2 Technology 5.09%
3 Consumer Discretionary 2.25%
4 Financials 1.89%
5 Communication Services 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVNA icon
26
Carvana
CVNA
$47.5B
$287K 0.18%
+5,990
New +$274K
FICO icon
27
Fair Isaac
FICO
$31.8B
$282K 0.18%
+552
New +$257K
MA icon
28
Mastercard
MA
$498B
$281K 0.18%
+787
New +$262K
V icon
29
Visa
V
$701B
$272K 0.17%
+1,244
New +$255K
INTU icon
30
Intuit
INTU
$91.1B
$270K 0.17%
+710
New +$249K
NFLX icon
31
Netflix
NFLX
$307B
$265K 0.17%
+4,910
New +$249K
MDLZ icon
32
Mondelez International
MDLZ
$83.4B
$255K 0.16%
+4,360
New +$249K
MSFT icon
33
Microsoft
MSFT
$2.9T
$254K 0.16%
+1,142
New +$246K
CHTR icon
34
Charter Communications
CHTR
$17.3B
$251K 0.16%
+379
New +$241K
MCO icon
35
Moody's
MCO
$83.7B
$250K 0.16%
+863
New +$241K
GOOG icon
36
Alphabet (Google) Class C
GOOG
$4.11T
$246K 0.15%
+2,800
New +$236K
CRM icon
37
Salesforce
CRM
$154B
$237K 0.15%
+1,064
New +$259K
META icon
38
Meta Platforms (Facebook)
META
$1.49T
$235K 0.15%
+860
New +$236K
AMT icon
39
American Tower
AMT
$83.5B
$231K 0.14%
+1,027
New +$239K
SPGI icon
40
S&P Global
SPGI
$124B
$230K 0.14%
+700
New +$236K
WHR icon
41
Whirlpool
WHR
$2.49B
$227K 0.14%
+1,259
New +$241K
MLTX icon
42
MoonLake Immunotherapeutics
MLTX
$1.56B
$182K 0.11%
+16,009
New +$170K
BTWNW
43
DELISTED
Bridgetown Holdings Limited Warrants
BTWNW
$175K 0.11%
+39,773
New +$146K
LITS
44
Lite Strategy Inc
LITS
$32.4M
$132K 0.08%
2,500
-6,278
-72% -$362K
EPIX
45
DELISTED
ESSA Pharma
EPIX
– –
-26,590
Closed -$183K
PSTH.WS
46
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
– –
-7,485
Closed -$54K
PSTH
47
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-67,369
Closed -$1.53M
CCIV.U
48
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-62,500
Closed -$626K
GARS
49
DELISTED
Garrison Capital Inc.
GARS
– –
-1,164,061
Closed -$4.45M
1
2

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PCM
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RA
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CGA
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HFA
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ABA
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UOMF
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KI
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1IC
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Caxton Corporation's Q4 2020 Portfolio in Review

As of Q4 2020, Caxton Corporation held 49 positions worth $160M, up 51% from $106M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Caxton Corporation deployed $34.5M of net new capital in Q4 2020, opening 32 new positions and adding to 5 existing holdings. Its largest new stake was Rezolute: 424,243 shares worth $5.09M.

By sector, the portfolio is most concentrated in Healthcare at 81% of assets, down from 89% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was CTI BioPharma Corp. (DE) Common Stock, an estimated $1.88M trimmed.

  • Caxton Corporation's largest Q4 2020 buy was Rezolute: 424,243 shares worth $5.09M.
  • Caxton Corporation added most to Cardiff Oncology in Q4 2020, an estimated $4.74M increase.
  • Caxton Corporation's biggest Q4 2020 reduction was CTI BioPharma Corp. (DE) Common Stock, cutting an estimated $1.88M.
  • Caxton Corporation fully exited Garrison Capital Inc. in Q4 2020, selling an estimated $4.45M.
  • Caxton Corporation's ten largest holdings make up 86% of its $160M portfolio in Q4 2020.
  • Caxton Corporation opened 32 new positions and closed 5 in Q4 2020.
  • Caxton Corporation's portfolio value rose 51% quarter-over-quarter to $160M.

Based on Caxton Corporation's 13F filing for Q4 2020, filed 16 Feb 2021.