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Caxton Corporation Portfolio holdings

AUM $4.02M
1-Year Est. Return 256.08%
This Fund
S&P 500
This Quarter Est. Return
+17.44%
1 Year Est. Return
+256.08%
3 Year Est. Return
+777.99%
5 Year Est. Return
+744.68%
10 Year Est. Return
+18,621.85%
AUM
$91.5M
AUM Growth
-$12.2M
Cap. Flow
-$8.98M
Cap. Flow %
-9.81%
Top 10 Hldgs %
97.92%
Holding
43
New
3
Increased
7
Reduced
4
Closed
26

Top Buys

Rank Stock Value
1
SRRA
Sierra Oncology, Inc. Common Stock
SRRA
+$8.44M
2
KALA icon
KALA BIO
KALA
+$2.25M
3
CCAP icon
Crescent Capital BDC
CCAP
+$475K
4
CTIC
CTI BioPharma Corp. (DE) Common Stock
CTIC
+$334K
5
FSK icon
FS KKR Capital
FSK
+$314K

Top Sells

Rank Stock Value
1
ABDC
Alcentra Capital Corp
ABDC
+$9.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.51M
3
STSA
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
+$1.2M
4
CDLX icon
Cardlytics
CDLX
+$352K
5
ASMB icon
Assembly Biosciences
ASMB
+$340K

Sector Composition

Rank Sector Weight
1 Healthcare 96.76%
2 Financials 0.92%
3 Materials 0.15%
4 Real Estate 0%
5 Communication Services 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
26
Alphabet (Google) Class A
GOOGL
$4.12T
– –
-4,020
Closed -$269K
GSM icon
27
FerroAtlántica
GSM
$590M
– –
-131,426
Closed -$124K
GWRE icon
28
Guidewire Software
GWRE
$13.9B
– –
-2,118
Closed -$233K
LEN icon
29
Lennar Class A
LEN
$20.4B
– –
-4,254
Closed -$230K
MA icon
30
Mastercard
MA
$498B
– –
-959
Closed -$286K
MCO icon
31
Moody's
MCO
$83.7B
– –
-1,179
Closed -$280K
MELI icon
32
Mercado Libre
MELI
$94.5B
– –
-498
Closed -$285K
SPY icon
33
State Street SPDR S&P 500 ETF Trust
SPY
$771B
– –
-14,010
Closed -$4.51M
TDG icon
34
TransDigm Group
TDG
$70.7B
– –
-518
Closed -$290K
UAL icon
35
United Airlines
UAL
$38.8B
– –
-2,772
Closed -$244K
UNP icon
36
Union Pacific
UNP
$174B
– –
-1,293
Closed -$234K
V icon
37
Visa
V
$677B
– –
-1,470
Closed -$276K
WHR icon
38
Whirlpool
WHR
$2.49B
– –
-1,509
Closed -$223K
WWE
39
DELISTED
World Wrestling Entertainment
WWE
– –
-4,023
Closed -$261K
HOME
40
DELISTED
At Home Group Inc.
HOME
– –
-26,139
Closed -$144K
RTN
41
DELISTED
Raytheon Company
RTN
– –
-1,045
Closed -$230K
ABDC
42
DELISTED
Alcentra Capital Corp
ABDC
– –
-1,005,000
Closed -$9.1M
ARQL
43
DELISTED
Arqule Inc
ARQL
– –
-15,522
Closed -$310K
1
2

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PCM
Pathway Capital Management Irvine, California $4.3M AUM 62.8% 1-Year Est. Return
RA
Ritter Alpha New York $4.78M AUM
CGA
Compound Global Advisors Mercer Island, Washington $3.22M AUM 30.08% 1-Year Est. Return
HFA
Harbert Fund Advisors Birmingham, Alabama $3.03M AUM 40.55% 1-Year Est. Return
ABA
American Beacon Advisors Irving, Texas $5.08M AUM 20.11% 1-Year Est. Return
UOMF
University of Maryland Foundation Adelphi, Maryland $5.1M AUM 10.69% 1-Year Est. Return
KI
Khan Imran $2.93M AUM
1IC
1922 Investment Company Houston, Texas $2.92M AUM 1.93% 1-Year Est. Return

Caxton Corporation's Q1 2020 Portfolio in Review

As of Q1 2020, Caxton Corporation held 43 positions worth $91.5M, down 12% from $104M the previous quarter. Its ten largest holdings account for 98% of the portfolio.

Caxton Corporation withdrew a net $8.98M in Q1 2020, closing 26 positions and reducing 4 holdings. Its most notable exit was Alcentra Capital Corp, an estimated $9.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 97% of assets, up from 73% a quarter earlier, followed by Financials and Materials.

Against the trend, Caxton Corporation opened a new position in Sierra Oncology, Inc. Common Stock worth $6.32M.

  • Caxton Corporation's largest Q1 2020 buy was Sierra Oncology, Inc. Common Stock: 643,959 shares worth $6.32M.
  • Caxton Corporation added most to KALA BIO in Q1 2020, an estimated $2.25M increase.
  • Caxton Corporation's biggest Q1 2020 reduction was Satsuma Pharmaceuticals, Inc. Common Stock, cutting an estimated $1.2M.
  • Caxton Corporation fully exited Alcentra Capital Corp in Q1 2020, selling an estimated $9.1M.
  • Caxton Corporation's ten largest holdings make up 98% of its $91.5M portfolio in Q1 2020.
  • Caxton Corporation opened 3 new positions and closed 26 in Q1 2020.
  • Caxton Corporation's portfolio value fell 12% quarter-over-quarter to $91.5M.

Based on Caxton Corporation's 13F filing for Q1 2020, filed 15 May 2020.