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Caxton Corporation Portfolio holdings

AUM $4.02M
1-Year Est. Return 256.08%
This Fund
S&P 500
This Quarter Est. Return
-21.62%
1 Year Est. Return
+256.08%
3 Year Est. Return
+777.99%
5 Year Est. Return
+744.68%
10 Year Est. Return
+18,621.85%
AUM
$74.1M
AUM Growth
-$20.3M
Cap. Flow
+$278K
Cap. Flow %
0.38%
Top 10 Hldgs %
97.63%
Holding
26
New
7
Increased
7
Reduced
3
Closed
7

Top Buys

Rank Stock Value
1
SRRA
Sierra Oncology, Inc. Common Stock
SRRA
+$1.29M
2
SLRC icon
SLR Investment Corp
SLRC
+$354K
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$297K
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$244K
5
SCM icon
Stellus Capital Investment Corp
SCM
+$228K

Top Sells

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$1.06M
2
ESL
Esterline Technologies
ESL
+$628K
3
ST icon
Sensata Technologies
ST
+$572K
4
FSAM
Fifth Street Asset Management Inc. Class A
FSAM
+$273K
5
OXSQ icon
Oxford Square Capital
OXSQ
+$209K

Sector Composition

Rank Sector Weight
1 Healthcare 88.9%
2 Financials 1.34%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSAM
26
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
– –
-26,562
Closed -$273K
1
2

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Caxton Corporation's Q3 2015 Portfolio in Review

As of Q3 2015, Caxton Corporation held 26 positions worth $74.1M, down 22% from $94.5M the previous quarter. Its ten largest holdings account for 98% of the portfolio.

Caxton Corporation's Q3 2015 filing shows 7 new, 7 increased, 3 reduced and 7 closed positions. Its largest new stake was Sierra Oncology, Inc. Common Stock: 1,143 shares worth $938K. The largest sale was VanEck Gold Miners ETF, an estimated $1.06M.

By sector, the portfolio is most concentrated in Healthcare at 89% of assets, up from 88% a quarter earlier, followed by Financials and Technology.

  • Caxton Corporation's largest Q3 2015 buy was Sierra Oncology, Inc. Common Stock: 1,143 shares worth $938K.
  • Caxton Corporation added most to NUVEEN SENIOR INCM FD in Q3 2015, an estimated $244K increase.
  • Caxton Corporation's biggest Q3 2015 reduction was Pioneer Floating Rate Fund, cutting an estimated $45.8K.
  • Caxton Corporation fully exited VanEck Gold Miners ETF in Q3 2015, selling an estimated $1.06M.
  • Caxton Corporation's ten largest holdings make up 98% of its $74.1M portfolio in Q3 2015.
  • Caxton Corporation opened 7 new positions and closed 7 in Q3 2015.
  • Caxton Corporation's portfolio value fell 22% quarter-over-quarter to $74.1M.

Based on Caxton Corporation's 13F filing for Q3 2015, filed 16 Nov 2015.