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CCCPI

Castle Creek Capital Partners IV Portfolio holdings

AUM $28M
1-Year Est. Return 43.6%
This Fund
S&P 500
This Quarter Est. Return
+24.1%
1 Year Est. Return
-43.6%
3 Year Est. Return
-47.66%
5 Year Est. Return
-42.72%
10 Year Est. Return
–
AUM
$104M
AUM Growth
-$63.5M
Cap. Flow
-$81.8M
Cap. Flow %
-78.91%
Top 10 Hldgs %
100%
Holding
8
New
–
Increased
1
Reduced
2
Closed
2

Top Buys

Rank Stock Value
1
GBNK
Guaranty Bancorp
GBNK
+$387K

Top Sells

Rank Stock Value
1
HTBK
Heritage Commerce
HTBK
+$41.2M
2
FRME icon
First Merchants
FRME
+$24.9M
3
WFBI
WashingtonFirst Bankshares Inc
WFBI
+$10.7M
4
FBNC icon
First Bancorp
FBNC
+$5.42M

Sector Composition

Rank Sector Weight
1 Financials 99.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBNK
1
DELISTED
Guaranty Bancorp
GBNK
$35.1M 33.83%
1,448,849
+19,000
+1% +$387K
MBTF
2
DELISTED
MBT Financial Corporation
MBTF
$21.3M 20.55%
1,876,423
– –
FBNC icon
3
First Bancorp
FBNC
$2.61B
$19.8M 19.08%
728,706
-235,088
-24% -$5.42M
FNBC
4
DELISTED
First NBC Bank Holding Company
FNBC
$16.1M 15.54%
2,205,382
– –
EVBS
5
DELISTED
Eastern Virginia Bankshares In
EVBS
$11.1M 10.7%
1,061,225
– –
WFBI
6
DELISTED
WashingtonFirst Bankshares Inc
WFBI
$305K 0.29%
10,506
-424,548
-98% -$10.7M
FRME icon
7
First Merchants
FRME
$2.69B
– –
-929,747
Closed -$24.9M
HTBK
8
DELISTED
Heritage Commerce
HTBK
– –
-3,763,225
Closed -$41.2M

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Castle Creek Capital Partners IV's Q4 2016 Portfolio in Review

As of Q4 2016, Castle Creek Capital Partners IV held 8 positions worth $104M, down 38% from $167M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Castle Creek Capital Partners IV withdrew a net $81.8M in Q4 2016, closing 2 positions and reducing 2 holdings. Its most notable exit was Heritage Commerce, an estimated $41.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 100% of assets, up from 94% a quarter earlier.

Against the trend, Castle Creek Capital Partners IV added an estimated $387K to Guaranty Bancorp.

  • Castle Creek Capital Partners IV added most to Guaranty Bancorp in Q4 2016, an estimated $387K increase.
  • Castle Creek Capital Partners IV's biggest Q4 2016 reduction was WashingtonFirst Bankshares Inc, cutting an estimated $10.7M.
  • Castle Creek Capital Partners IV fully exited Heritage Commerce in Q4 2016, selling an estimated $41.2M.
  • Castle Creek Capital Partners IV's ten largest holdings make up 100% of its $104M portfolio in Q4 2016.
  • Castle Creek Capital Partners IV opened 0 new positions and closed 2 in Q4 2016.
  • Castle Creek Capital Partners IV's portfolio value fell 38% quarter-over-quarter to $104M.

Based on Castle Creek Capital Partners IV's 13F filing for Q4 2016, filed 13 Jan 2017.