Castle Creek Capital Partners IV’s First Merchants FRME Stock Holding History

Castle Creek Capital Partners IV’s Portfolio FRME Stock Details FRME Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-929,747	Closed	-$24.9M	–	7
2016 Q3	$24.9M	Hold	929,747	–	–	14.88%	3
2016 Q2	$23.2M	Sell	929,747 -465,000	-33%	-$11.6M	11.15%	4
2016 Q1	$32.9M	Hold	1,394,747	–	–	14.58%	3
2015 Q4	$35.5M	Hold	1,394,747	–	–	11.78%	3
2015 Q3	$36.6M	Hold	1,394,747	–	–	12.35%	3
2015 Q2	$34.5M	Hold	1,394,747	–	–	11.73%	3
2015 Q1	$32.8M	Hold	1,394,747	–	–	12.08%	3
2014 Q4	$31.7M	Hold	1,394,747	–	–	12.48%	3
2014 Q3	$28.2M	Hold	1,394,747	–	–	13.17%	3
2014 Q2	$29.5M	Hold	1,394,747	–	–	13.38%	3
2014 Q1	$30.2M	Hold	1,394,747	–	–	16.1%	2
2013 Q4	$31.7M	Hold	1,394,747	–	–	17.92%	2
2013 Q3	$24.2M	Hold	1,394,747	–	–	14.17%	4
2013 Q2	$23.9M	Buy	+1,394,747	New	+$22.5M	15.25%	4

Other funds holding FRME

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

Castle Creek Capital Partners IV's FRME Position: Q4 2016 in Review

Castle Creek Capital Partners IV sold out of First Merchants (FRME) in Q4 2016, closing a stake of 929,747 shares — an estimated $24.9M sold.

Castle Creek Capital Partners IV first reported a position in FRME in Q2 2013 and held it in 14 quarters. The position peaked at $36.6M in Q3 2015. 170 funds tracked by Wall St. Rank hold FRME as of Q4 2016.

Castle Creek Capital Partners IV reported no remaining First Merchants position as of Q4 2016 after selling out during the quarter.
Castle Creek Capital Partners IV sold 929,747 First Merchants shares in Q4 2016, an estimated $24.9M.
Castle Creek Capital Partners IV first reported a position in First Merchants in Q2 2013 and held it in 14 quarters.
Castle Creek Capital Partners IV's First Merchants position peaked at $36.6M in Q3 2015.
170 funds tracked by Wall St. Rank held First Merchants as of Q4 2016.

Based on Castle Creek Capital Partners IV's 13F filing for Q4 2016, filed 13 Jan 2017.