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CCCPI

Castle Creek Capital Partners IV Portfolio holdings

AUM $28M
1-Year Est. Return 43.6%
This Fund
S&P 500
This Quarter Est. Return
+1.59%
1 Year Est. Return
-43.6%
3 Year Est. Return
-47.66%
5 Year Est. Return
-42.72%
10 Year Est. Return
–
AUM
$167M
AUM Growth
-$40.8M
Cap. Flow
-$34M
Cap. Flow %
-20.33%
Top 10 Hldgs %
100%
Holding
9
New
–
Increased
1
Reduced
–
Closed
1

Top Buys

Rank Stock Value
1
HTBK
Heritage Commerce
HTBK
+$27.2M

Top Sells

Rank Stock Value
1
PACW
PacWest Bancorp
PACW
+$61.2M

Sector Composition

Rank Sector Weight
1 Financials 93.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTBK
1
DELISTED
Heritage Commerce
HTBK
$41.2M 24.63%
3,763,225
+2,454,925
+188% +$27.2M
GBNK
2
DELISTED
Guaranty Bancorp
GBNK
$25.5M 15.27%
1,429,849
– –
FRME icon
3
First Merchants
FRME
$2.69B
$24.9M 14.88%
929,747
– –
FNBC
4
DELISTED
First NBC Bank Holding Company
FNBC
$20.8M 12.45%
2,205,382
– –
FBNC icon
5
First Bancorp
FBNC
$2.61B
$19.1M 11.41%
963,794
– –
MBTF
6
DELISTED
MBT Financial Corporation
MBTF
$17M 10.16%
1,876,423
– –
WFBI
7
DELISTED
WashingtonFirst Bankshares Inc
WFBI
$10.2M 6.1%
435,054
– –
EVBS
8
DELISTED
Eastern Virginia Bankshares In
EVBS
$8.53M 5.1%
1,061,225
– –
PACW
9
DELISTED
PacWest Bancorp
PACW
– –
-1,537,260
Closed -$61.2M

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Castle Creek Capital Partners IV's Q3 2016 Portfolio in Review

As of Q3 2016, Castle Creek Capital Partners IV held 9 positions worth $167M, down 20% from $208M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Castle Creek Capital Partners IV withdrew a net $34M in Q3 2016, closing 1 position. Its most notable exit was PacWest Bancorp, an estimated $61.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 94% of assets, up from 66% a quarter earlier.

Against the trend, Castle Creek Capital Partners IV added an estimated $27.2M to Heritage Commerce.

  • Castle Creek Capital Partners IV added most to Heritage Commerce in Q3 2016, an estimated $27.2M increase.
  • Castle Creek Capital Partners IV fully exited PacWest Bancorp in Q3 2016, selling an estimated $61.2M.
  • Castle Creek Capital Partners IV's ten largest holdings make up 100% of its $167M portfolio in Q3 2016.
  • Castle Creek Capital Partners IV opened 0 new positions and closed 1 in Q3 2016.
  • Castle Creek Capital Partners IV's portfolio value fell 20% quarter-over-quarter to $167M.

Based on Castle Creek Capital Partners IV's 13F filing for Q3 2016, filed 14 Nov 2016.