Castle Creek Capital Partners IV’s Heritage Commerce HTBK Stock Holding History

Castle Creek Capital Partners IV’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-3,763,225	Closed	-$41.2M	–	8
2016 Q3	$41.2M	Buy	3,763,225 +2,454,925	+188%	+$27.2M	24.63%	1
2016 Q2	$13.8M	Hold	1,308,300	–	–	6.63%	7
2016 Q1	$13.1M	Hold	1,308,300	–	–	5.81%	7
2015 Q4	$15.6M	Hold	1,308,300	–	–	5.2%	7
2015 Q3	$14.8M	Hold	1,308,300	–	–	5.01%	8
2015 Q2	$12.6M	Hold	1,308,300	–	–	4.28%	8
2015 Q1	$11.9M	Hold	1,308,300	–	–	4.4%	8
2014 Q4	$11.6M	Hold	1,308,300	–	–	4.54%	7
2014 Q3	$10.7M	Hold	1,308,300	–	–	5.02%	7
2014 Q2	$10.7M	Hold	1,308,300	–	–	4.85%	7
2014 Q1	$10.5M	Hold	1,308,300	–	–	5.62%	6
2013 Q4	$10.8M	Hold	1,308,300	–	–	6.1%	6
2013 Q3	$10M	Hold	1,308,300	–	–	5.87%	7
2013 Q2	$9.16M	Buy	+1,308,300	New	+$8.84M	5.84%	7

Other funds holding HTBK

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BFC

Banc Funds Company Chicago, Illinois $605M AUM 26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

WHG

Westwood Holdings Group Dallas, Texas $13.3B AUM 29.38% 1-Year Est. Return

ZDA

Zweig-DiMenna Associates New York $1.1B AUM 171.86% 1-Year Est. Return

Castle Creek Capital Partners IV's HTBK Position: Q4 2016 in Review

Castle Creek Capital Partners IV sold out of Heritage Commerce (HTBK) in Q4 2016, closing a stake of 3,763,225 shares — an estimated $41.2M sold.

Castle Creek Capital Partners IV first reported a position in HTBK in Q2 2013 and held it in 14 quarters. The position peaked at $41.2M in Q3 2016. 103 funds tracked by Wall St. Rank hold HTBK as of Q4 2016.

Castle Creek Capital Partners IV reported no remaining Heritage Commerce position as of Q4 2016 after selling out during the quarter.
Castle Creek Capital Partners IV sold 3,763,225 Heritage Commerce shares in Q4 2016, an estimated $41.2M.
Castle Creek Capital Partners IV first reported a position in Heritage Commerce in Q2 2013 and held it in 14 quarters.
Castle Creek Capital Partners IV's Heritage Commerce position peaked at $41.2M in Q3 2016.
103 funds tracked by Wall St. Rank held Heritage Commerce as of Q4 2016.

Based on Castle Creek Capital Partners IV's 13F filing for Q4 2016, filed 13 Jan 2017.