Castle Creek Capital Partners IV’s Heritage Commerce HTBK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-3,763,225	Closed	-$41.2M	–	8
2016 Q3	$41.2M	Buy	3,763,225 +2,454,925	+188%	+$27.2M	24.63%	1
2016 Q2	$13.8M	Hold	1,308,300	–	–	6.63%	7
2016 Q1	$13.1M	Hold	1,308,300	–	–	5.81%	7
2015 Q4	$15.6M	Hold	1,308,300	–	–	5.2%	7
2015 Q3	$14.8M	Hold	1,308,300	–	–	5.01%	8
2015 Q2	$12.6M	Hold	1,308,300	–	–	4.28%	8
2015 Q1	$11.9M	Hold	1,308,300	–	–	4.4%	8
2014 Q4	$11.6M	Hold	1,308,300	–	–	4.54%	7
2014 Q3	$10.7M	Hold	1,308,300	–	–	5.02%	7
2014 Q2	$10.7M	Hold	1,308,300	–	–	4.85%	7
2014 Q1	$10.5M	Hold	1,308,300	–	–	5.62%	6
2013 Q4	$10.8M	Hold	1,308,300	–	–	6.1%	6
2013 Q3	$10M	Hold	1,308,300	–	–	5.87%	7
2013 Q2	$9.16M	Buy	+1,308,300	New	+$8.84M	5.84%	7