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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYA icon
1326
Liberty Global Class A
LBTYA
$3.62B
$229K ﹤0.01%
7,700
– –
EPZM
1327
DELISTED
Epizyme, Inc
EPZM
$228K ﹤0.01%
44,445
-55,093
-55% -$335K
RDBXW
1328
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$228K ﹤0.01%
+242,050
New +$181K
SGMO
1329
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$226K ﹤0.01%
25,100
+2,335
+10% +$23.1K
SSL icon
1330
Sasol
SSL
$7.5B
$224K ﹤0.01%
+11,900
New +$182K
SSL icon
1331
PUT
Sasol
SSL
$7.5B
$224K ﹤0.01%
+11,900
New +$182K
KOS icon
1332
PUT
Kosmos Energy
KOS
$1.6B
$222K ﹤0.01%
75,000
– –
RSI icon
1333
Rush Street Interactive
RSI
$2.77B
$222K ﹤0.01%
11,566
– –
CCL icon
1334
Carnival Corporation Ltd
CCL
$38.1B
$218K ﹤0.01%
8,735
-30,765
-78% -$716K
ZGNX
1335
DELISTED
Zogenix, Inc.
ZGNX
$217K ﹤0.01%
14,300
-97,323
-87% -$1.52M
PROF
1336
Profound Medical
PROF
$268M
$214K ﹤0.01%
+14,610
New +$223K
SMSI icon
1337
Smith Micro Software
SMSI
$14.5M
$212K ﹤0.01%
1,095
+450
+70% +$91K
RGNX icon
1338
Regenxbio
RGNX
$620M
$210K ﹤0.01%
+5,000
New +$180K
SID icon
1339
CALL
Companhia Siderúrgica Nacional
SID
$1.31B
$210K ﹤0.01%
+40,000
New +$301K
SMFG icon
1340
Sumitomo Mitsui Financial
SMFG
$164B
$210K ﹤0.01%
30,000
– –
ACB
1341
CALL
Aurora Cannabis
ACB
$173M
$208K ﹤0.01%
3,000
– –
CIG icon
1342
CEMIG Preferred Shares
CIG
$6.26B
$208K ﹤0.01%
+139,256
New +$196K
KRTX
1343
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$208K ﹤0.01%
+1,700
New +$196K
SPIR icon
1344
CALL
Spire Global
SPIR
$444M
$205K ﹤0.01%
+2,050
New +$173K
KPLT icon
1345
CALL
Katapult Holdings
KPLT
$30.4M
$204K ﹤0.01%
+1,500
New +$261K
BLU
1346
DELISTED
BELLUS Health Inc.
BLU
$203K ﹤0.01%
+33,000
New +$125K
PWP icon
1347
Perella Weinberg Partners
PWP
$1.29B
$202K ﹤0.01%
+15,267
New +$203K
KNSA icon
1348
Kiniksa Pharmaceuticals
KNSA
$5.8B
$199K ﹤0.01%
17,500
+5,500
+46% +$71.6K
LOV
1349
CALL
DELISTED
Spark Networks SE American Depositary Shares
LOV
$198K ﹤0.01%
56,400
-23,400
-29% -$89.1K
TE
1350
T1 Energy
TE
$1.16B
$197K ﹤0.01%
+20,000
New +$184K
52 53
54
55 56

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.