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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$124M
Cap. Flow %
-2.84%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.75%
2 Healthcare 3.26%
3 Consumer Discretionary 3.05%
4 Technology 2.59%
5 Industrials 1.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTON icon
1
PUT
Peloton Interactive
PTON
$2.14B
$97M 2.21%
639,300
– –
SHOP icon
2
PUT
Shopify
SHOP
$167B
$79.7M 1.82%
704,000
-1,031,000
-59% -$108M
OIH icon
3
CALL
VanEck Oil Services ETF
OIH
$2.02B
$77M 1.76%
500,000
-120,000
-19% -$15.2M
ENPH icon
4
PUT
Enphase Energy
ENPH
$4.79B
$61.4M 1.4%
350,000
+215,000
+159% +$27.3M
W icon
5
Wayfair
W
$14.3B
$57.9M 1.32%
256,200
-900
-0.4% -$239K
RUN icon
6
CALL
Sunrun
RUN
$2.02B
$56.1M 1.28%
808,000
-512,100
-39% -$31.8M
BIIB icon
7
CALL
Biogen
BIIB
$31.9B
$52M 1.19%
212,400
+182,400
+608% +$47.1M
TMUS icon
8
PUT
T-Mobile US
TMUS
$195B
$48.5M 1.11%
359,700
-100
-0% -$12.4K
RUN icon
9
PUT
Sunrun
RUN
$2.02B
$45M 1.02%
647,900
+50,000
+8% +$3.1M
CVNA icon
10
PUT
Carvana
CVNA
$48.7B
$41.7M 0.95%
869,500
-74,500
-8% -$3.41M
APPS icon
11
PUT
Digital Turbine
APPS
$1.39B
$41.1M 0.94%
+725,900
New +$29.8M
NVTA
12
CALL
DELISTED
Invitae Corporation
NVTA
$37.1M 0.85%
886,900
+761,900
+610% +$36.4M
COUP
13
CALL
DELISTED
Coupa Software Incorporated
COUP
$33.9M 0.77%
+100,000
New +$30.9M
BILI icon
14
PUT
Bilibili
BILI
$6.39B
$33.2M 0.76%
386,800
+136,800
+55% +$8.01M
CHTR icon
15
CALL
Charter Communications
CHTR
$17B
$33.1M 0.75%
50,000
– –
META icon
16
CALL
Meta Platforms (Facebook)
META
$1.69T
$32.7M 0.75%
119,800
+25,900
+28% +$7.1M
BMRN icon
17
CALL
BioMarin Pharmaceuticals
BMRN
$12.4B
$32.2M 0.73%
366,800
+148,700
+68% +$11.8M
WIX icon
18
PUT
WIX.com
WIX
$3.48B
$32M 0.73%
128,000
+50,000
+64% +$13.2M
ZNGA
19
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$31.3M 0.71%
3,166,600
+2,416,600
+322% +$21.8M
ALNY icon
20
CALL
Alnylam Pharmaceuticals
ALNY
$32.3B
$30.2M 0.69%
232,000
+212,000
+1,060% +$28.3M
XLB icon
21
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.37B
$29M 0.66%
+800,000
New +$27.4M
BMRN icon
22
PUT
BioMarin Pharmaceuticals
BMRN
$12.4B
$28.4M 0.65%
324,400
+144,400
+80% +$11.4M
BBWI icon
23
CALL
Bath & Body Works
BBWI
$3.36B
$27.9M 0.64%
929,482
+620,232
+201% +$18M
SNAP icon
24
PUT
Snap
SNAP
$9.99B
$26.5M 0.6%
529,300
+84,900
+19% +$3.53M
EXPE icon
25
CALL
Expedia Group
EXPE
$35.1B
$26.5M 0.6%
200,000
– –
1
2 3 4 5

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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2020 filing shows 403 new, 168 increased, 199 reduced and 465 closed positions. Its largest new stake was GE Aerospace: 264,797 shares worth $14.3M. The largest sale was Amazon, an estimated $24M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.