We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTON icon
1
PUT
Peloton Interactive
PTON
$2.77B
$97M 2.21%
639,300
– –
SHOP icon
2
PUT
Shopify
SHOP
$152B
$79.7M 1.82%
704,000
-1,031,000
-59% -$108M
OIH icon
3
CALL
VanEck Oil Services ETF
OIH
$2.06B
$77M 1.76%
500,000
-120,000
-19% -$15.2M
ENPH icon
4
PUT
Enphase Energy
ENPH
$4.96B
$61.4M 1.4%
350,000
+215,000
+159% +$27.3M
W icon
5
Wayfair
W
$11.2B
$57.9M 1.32%
256,200
-900
-0.4% -$239K
RUN icon
6
CALL
Sunrun
RUN
$2.34B
$56.1M 1.28%
808,000
-512,100
-39% -$31.8M
BIIB icon
7
CALL
Biogen
BIIB
$30B
$52M 1.19%
212,400
+182,400
+608% +$47.1M
TMUS icon
8
PUT
T-Mobile US
TMUS
$185B
$48.5M 1.11%
359,700
-100
-0% -$12.4K
RUN icon
9
PUT
Sunrun
RUN
$2.34B
$45M 1.02%
647,900
+50,000
+8% +$3.1M
CVNA icon
10
PUT
Carvana
CVNA
$68.6B
$41.7M 0.95%
869,500
-74,500
-8% -$3.41M
APPS icon
11
PUT
Digital Turbine
APPS
$975M
$41.1M 0.94%
+725,900
New +$29.8M
NVTA
12
CALL
DELISTED
Invitae Corporation
NVTA
$37.1M 0.85%
886,900
+761,900
+610% +$36.4M
COUP
13
CALL
DELISTED
Coupa Software Incorporated
COUP
$33.9M 0.77%
+100,000
New +$30.9M
BILI icon
14
PUT
Bilibili
BILI
$7.99B
$33.2M 0.76%
386,800
+136,800
+55% +$8.01M
CHTR icon
15
CALL
Charter Communications
CHTR
$17.3B
$33.1M 0.75%
50,000
– –
META icon
16
CALL
Meta Platforms (Facebook)
META
$1.42T
$32.7M 0.75%
119,800
+25,900
+28% +$7.1M
BMRN icon
17
CALL
BioMarin Pharmaceuticals
BMRN
$11.6B
$32.2M 0.73%
366,800
+148,700
+68% +$11.8M
WIX icon
18
PUT
WIX.com
WIX
$2.3B
$32M 0.73%
128,000
+50,000
+64% +$13.2M
ZNGA
19
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$31.3M 0.71%
3,166,600
+2,416,600
+322% +$21.8M
ALNY icon
20
CALL
Alnylam Pharmaceuticals
ALNY
$27.5B
$30.2M 0.69%
232,000
+212,000
+1,060% +$28.3M
XLB icon
21
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$29M 0.66%
+800,000
New +$27.4M
BMRN icon
22
PUT
BioMarin Pharmaceuticals
BMRN
$11.6B
$28.4M 0.65%
324,400
+144,400
+80% +$11.4M
BBWI icon
23
CALL
Bath & Body Works
BBWI
$4.06B
$27.9M 0.64%
929,482
+620,232
+201% +$18M
SNAP icon
24
PUT
Snap
SNAP
$7.89B
$26.5M 0.6%
529,300
+84,900
+19% +$3.53M
EXPE icon
25
CALL
Expedia Group
EXPE
$35.4B
$26.5M 0.6%
200,000
– –
1
2 3 4 5

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.