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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATVI
1
PUT
DELISTED
Activision Blizzard
ATVI
$172M 2.64%
1,834,100
-1,436,600
-44% -$131M
HZNP
2
PUT
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$132M 2.04%
1,143,800
-24,900
-2% -$2.68M
SGEN
3
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
$127M 1.96%
598,500
+570,800
+2,061% +$114M
TMUS icon
4
PUT
T-Mobile US
TMUS
$185B
$82.6M 1.27%
590,000
+565,000
+2,260% +$78.3M
SRPT icon
5
CALL
Sarepta Therapeutics
SRPT
$1.57B
$79.5M 1.22%
656,100
+394,700
+151% +$44.6M
TMUS icon
6
CALL
T-Mobile US
TMUS
$185B
$74.2M 1.14%
+530,000
New +$73.4M
C icon
7
Citigroup
C
$222B
$71M 1.09%
+1,727,200
New +$75.8M
PANW icon
8
PUT
Palo Alto Networks
PANW
$270B
$70.9M 1.09%
604,800
-235,600
-28% -$27.9M
C icon
9
PUT
Citigroup
C
$222B
$69.9M 1.08%
+1,700,200
New +$74.6M
ARGX icon
10
CALL
argenx
ARGX
$54.6B
$61.2M 0.94%
124,500
+24,500
+25% +$12M
ITB icon
11
PUT
iShares US Home Construction ETF
ITB
$2.26B
$60.8M 0.94%
775,000
– –
GOOG icon
12
PUT
Alphabet (Google) Class C
GOOG
$4.36T
$56.7M 0.87%
430,000
– –
CANO
13
CALL
DELISTED
Cano Health, Inc.
CANO
$55.2M 0.85%
21,766
-40
-0.2% -$3.29K
HZNP
14
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$53.2M 0.82%
460,200
-185,500
-29% -$19.9M
SRPT icon
15
PUT
Sarepta Therapeutics
SRPT
$1.57B
$48.1M 0.74%
396,500
+203,900
+106% +$23M
COR icon
16
CALL
Cencora
COR
$60.6B
$47.6M 0.73%
+264,400
New +$48.8M
KRE icon
17
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$46.8M 0.72%
+1,120,000
New +$49.9M
KVUE icon
18
CALL
Kenvue
KVUE
$36.9B
$46.7M 0.72%
+2,324,500
New +$53.8M
KRE icon
19
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$45.9M 0.71%
+1,100,000
New +$49M
RH icon
20
PUT
RH
RH
$3.13B
$45.9M 0.71%
+173,700
New +$60.4M
ONON icon
21
CALL
On Holding
ONON
$12.1B
$43.2M 0.67%
+1,553,300
New +$49.2M
CHTR icon
22
PUT
Charter Communications
CHTR
$17.3B
$41.8M 0.64%
95,000
+39,000
+70% +$16.2M
CHTR icon
23
CALL
Charter Communications
CHTR
$17.3B
$39.6M 0.61%
90,000
-20,000
-18% -$8.32M
META icon
24
CALL
Meta Platforms (Facebook)
META
$1.42T
$39.4M 0.61%
131,300
– –
NTNX icon
25
CALL
Nutanix
NTNX
$16B
$38.3M 0.59%
1,099,200
+836,100
+318% +$26.2M
1
2 3 4 5

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ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.