Caption Management’s Sumitomo Mitsui Financial SMFG Stock Holding History

Caption Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-30,000	Closed	-$210K	–	1905
2021 Q3	$210K	Hold	30,000	–	–	﹤0.01%	1340
2021 Q2	$206K	Buy	+30,000	New	+$215K	﹤0.01%	1175

Other funds holding SMFG

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

CIM

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Caption Management's SMFG Position: Q4 2021 in Review

Caption Management sold out of Sumitomo Mitsui Financial (SMFG) in Q4 2021, closing a stake of 30,000 shares — an estimated $210K sold.

Caption Management first reported a position in SMFG in Q2 2021 and held it in 2 quarters. The position peaked at $210K in Q3 2021. 241 funds tracked by Wall St. Rank hold SMFG as of Q4 2021.

Caption Management reported no remaining Sumitomo Mitsui Financial position as of Q4 2021 after selling out during the quarter.
Caption Management sold 30,000 Sumitomo Mitsui Financial shares in Q4 2021, an estimated $210K.
Caption Management first reported a position in Sumitomo Mitsui Financial in Q2 2021 and held it in 2 quarters.
Caption Management's Sumitomo Mitsui Financial position peaked at $210K in Q3 2021.
241 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial as of Q4 2021.

Based on Caption Management's 13F filing for Q4 2021, filed 11 Feb 2022.