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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+6.75%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$5.18B
AUM Growth
-$1.23B
Cap. Flow
-$1.43B
Cap. Flow %
-27.54%
Top 10 Hldgs %
16.5%
Holding
1,730
New
499
Increased
190
Reduced
247
Closed
699

Top Buys

Rank Stock Value
1
MDGL icon
Madrigal Pharmaceuticals
MDGL
+$12.3M
2
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$11.1M
3
WWE
World Wrestling Entertainment
WWE
+$10.5M
4
DIS icon
Walt Disney
DIS
+$10.3M
5
UBS icon
UBS Group
UBS
+$10M

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$17.9M
2
AR icon
Antero Resources
AR
+$17.5M
3
TECK icon
Teck Resources
TECK
+$17.2M
4
ONC
BeOne Medicines Ltd
ONC
+$16.4M
5
EQT icon
EQT Corp
EQT
+$14.5M

Sector Composition

Rank Sector Weight
1 Healthcare 1.97%
2 Technology 1.38%
3 Consumer Discretionary 0.99%
4 Communication Services 0.82%
5 Financials 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKK icon
1076
CALL
ARK Innovation ETF
ARKK
$5.64B
– –
-25,000
Closed -$781K
ARLP icon
1077
Alliance Resource Partners
ARLP
$3.34B
– –
-43,800
Closed -$890K
AROC icon
1078
Archrock
AROC
$6.27B
– –
-12,400
Closed -$111K
ARRY icon
1079
CALL
Array Technologies
ARRY
$803M
– –
-150,000
Closed -$2.9M
ATI icon
1080
CALL
ATI
ATI
$25.6B
– –
-62,500
Closed -$1.87M
ATRC icon
1081
AtriCure
ATRC
$1.92B
– –
-6,200
Closed -$275K
ATRC icon
1082
PUT
AtriCure
ATRC
$1.92B
– –
-20,000
Closed -$888K
AU icon
1083
CALL
AngloGold Ashanti
AU
$40.1B
– –
-200,000
Closed -$3.88M
AUPH icon
1084
Aurinia Pharmaceuticals
AUPH
$1.91B
– –
-21,900
Closed -$193K
AVDL
1085
CALL
DELISTED
Avadel Pharmaceuticals
AVDL
– –
-55,000
Closed -$394K
AXP icon
1086
CALL
American Express
AXP
$227B
– –
-55,000
Closed -$8.13M
AXSM icon
1087
Axsome Therapeutics
AXSM
$11.2B
– –
-4,600
Closed -$302K
AZTA icon
1088
PUT
Azenta
AZTA
$1.3B
– –
-15,000
Closed -$873K
BABA icon
1089
CALL
Alibaba
BABA
$293B
– –
-45,000
Closed -$3.96M
BABA icon
1090
Alibaba
BABA
$293B
– –
-600
Closed -$52.9K
BBD icon
1091
Banco Bradesco
BBD
$39.3B
– –
-1,436,527
Closed -$4.14M
BBD icon
1092
PUT
Banco Bradesco
BBD
$39.3B
– –
-1,440,400
Closed -$4.15M
BBW icon
1093
CALL
Build-A-Bear
BBW
$425M
– –
-345,800
Closed -$8.24M
BBW icon
1094
PUT
Build-A-Bear
BBW
$425M
– –
-168,800
Closed -$4.02M
BCI icon
1095
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.95B
– –
-3,100
Closed -$68.4K
BCI icon
1096
PUT
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.95B
– –
-3,100
Closed -$68.4K
BEAM icon
1097
Beam Therapeutics
BEAM
$2.63B
– –
-4,700
Closed -$185K
BEEM icon
1098
CALL
Beam Global
BEEM
$23.3M
– –
-70,000
Closed -$1.22M
BEEM icon
1099
Beam Global
BEEM
$23.3M
– –
-33,678
Closed -$588K
BFH icon
1100
PUT
Bread Financial
BFH
$4.37B
– –
-34,500
Closed -$1.3M
42 43
44
45 46

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q1 2023 Portfolio in Review

As of Q1 2023, Caption Management held 1,730 positions worth $5.18B, down 19% from $6.41B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Caption Management withdrew a net $1.43B in Q1 2023, closing 699 positions and reducing 247 holdings. Its most notable exit was PennyMac Mortgage Investment, an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2% of assets, down from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caption Management opened a new position in World Wrestling Entertainment worth $11.2M.

  • Caption Management's largest Q1 2023 buy was World Wrestling Entertainment: 123,000 shares worth $11.2M.
  • Caption Management added most to Madrigal Pharmaceuticals in Q1 2023, an estimated $12.3M increase.
  • Caption Management's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $13.3M.
  • Caption Management fully exited PennyMac Mortgage Investment in Q1 2023, selling an estimated $17.9M.
  • Caption Management's ten largest holdings make up 16% of its $5.18B portfolio in Q1 2023.
  • Caption Management opened 499 new positions and closed 699 in Q1 2023.
  • Caption Management's portfolio value fell 19% quarter-over-quarter to $5.18B.

Based on Caption Management's 13F filing for Q1 2023, filed 15 May 2023.