Caption Management’s UBS Group UBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-7,700	Closed	-$238K	–	905
2023 Q4	$238K	Buy	+7,700	New	+$238K	﹤0.01%	293
2023 Q2	–	Sell	-480,000	Closed	-$10.2M	–	754
2023 Q1	$10.2M	Buy	+480,000	New	+$10.2M	0.2%	8