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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPLN
626
CALL
Openlane
OPLN
$4.21B
$931K 0.02%
50,000
-50,000
-50% -$863K
XLP icon
627
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$930K 0.02%
+13,800
New +$912K
KURA icon
628
Kura Oncology
KURA
$800M
$927K 0.02%
+28,390
New +$998K
FISV
629
Fiserv Inc
FISV
$28.8B
$911K 0.02%
+8,000
New +$862K
MRNS
630
PUT
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$907K 0.02%
74,300
+100
+0.1% +$1.39K
CVE icon
631
CALL
Cenovus Energy
CVE
$55.7B
$905K 0.02%
150,000
– –
DAL icon
632
Delta Air Lines
DAL
$57.5B
$904K 0.02%
+22,500
New +$818K
PAGS icon
633
PagSeguro Digital
PAGS
$2.69B
$904K 0.02%
15,900
+7,200
+83% +$323K
MDRX
634
DELISTED
Veradigm Inc. Common Stock
MDRX
$904K 0.02%
+62,595
New +$758K
PLAY icon
635
PUT
Dave & Buster's
PLAY
$377M
$900K 0.02%
30,000
-50,000
-63% -$1.11M
GVA icon
636
Granite Construction
GVA
$5.29B
$896K 0.02%
+33,529
New +$771K
LGND icon
637
PUT
Ligand Pharmaceuticals
LGND
$5.76B
$896K 0.02%
14,427
– –
ANAB icon
638
PUT
AnaptysBio
ANAB
$1.58B
$883K 0.02%
41,000
– –
PMT
639
PUT
PennyMac Mortgage Investment
PMT
$822M
$880K 0.02%
50,000
– –
SMSI icon
640
CALL
Smith Micro Software
SMSI
$14.5M
$878K 0.02%
4,050
– –
REGN icon
641
PUT
Regeneron Pharmaceuticals
REGN
$78.5B
$869K 0.02%
+1,800
New +$972K
ACHC icon
642
Acadia Healthcare
ACHC
$2.76B
$868K 0.02%
+17,275
New +$689K
PFSI icon
643
CALL
PennyMac Financial
PFSI
$3.92B
$866K 0.02%
13,200
-236,800
-95% -$14.1M
EB
644
PUT
DELISTED
Eventbrite
EB
$860K 0.02%
47,500
-1,010,000
-96% -$14.1M
PPL
645
CALL
PPL Corp
PPL
$26.5B
$845K 0.02%
+30,000
New +$852K
MAR icon
646
PUT
Marriott International
MAR
$98.3B
$844K 0.02%
+6,400
New +$731K
TEAM icon
647
Atlassian
TEAM
$25.6B
$842K 0.02%
+3,600
New +$761K
COOP
648
DELISTED
Mr. Cooper
COOP
$838K 0.02%
+27,000
New +$691K
AEL
649
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
$833K 0.02%
+30,100
New +$830K
WMC
650
CALL
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$831K 0.02%
25,500
+13,000
+104% +$352K
24 25
26
27 28

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.