We are live on ! Find out more
CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
201
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$119K 0.06%
1,206
+104
+9% +$9.4K
GS icon
202
Goldman Sachs
GS
$303B
$118K 0.06%
307
+1
+0.3% +$334
PSP icon
203
Invesco Global Listed Private Equity ETF
PSP
$246M
$117K 0.06%
1,883
-289
-13% -$15.7K
VB icon
204
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$117K 0.06%
548
-263
-32% -$50.7K
MRK icon
205
Merck
MRK
$318B
$116K 0.06%
1,061
+59
+6% +$6.12K
APO icon
206
Apollo Global Management
APO
$73.4B
$110K 0.05%
1,179
– –
DAR icon
207
Darling Ingredients
DAR
$9.44B
$110K 0.05%
+2,203
New +$100K
HYG icon
208
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$109K 0.05%
1,413
+878
+164% +$65.5K
LII icon
209
Lennox International
LII
$15.2B
$109K 0.05%
243
-172
-41% -$68.6K
MINT icon
210
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$108K 0.05%
1,080
+8
+0.7% +$800
TRIN icon
211
Trinity Capital Inc.
TRIN
$1.71B
$107K 0.05%
+7,354
New +$106K
RSPG icon
212
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$546M
$106K 0.05%
1,442
– –
XLP icon
213
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$106K 0.05%
1,468
+200
+16% +$13.9K
AGNC icon
214
AGNC Investment
AGNC
$12.9B
$105K 0.05%
10,740
+10,240
+2,048% +$90K
VRTX icon
215
Vertex Pharmaceuticals
VRTX
$126B
$104K 0.05%
256
+215
+524% +$79.4K
FNF icon
216
Fidelity National Financial
FNF
$13.5B
$104K 0.05%
+2,041
New +$88.8K
MUB icon
217
iShares National Muni Bond ETF
MUB
$45.5B
$103K 0.05%
954
+737
+340% +$77K
AVUV icon
218
Avantis US Small Cap Value ETF
AVUV
$30.9B
$103K 0.05%
+1,150
New +$92K
PR
219
Permian Resources
PR
$16.9B
$102K 0.05%
+7,531
New +$103K
VTIP icon
220
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$102K 0.05%
2,147
+1,136
+112% +$53.8K
FXI icon
221
iShares China Large-Cap ETF
FXI
$4.31B
$101K 0.05%
4,215
+216
+5% +$5.47K
WMT icon
222
Walmart Inc
WMT
$890B
$101K 0.05%
1,920
+990
+106% +$52.4K
FANG icon
223
Diamondback Energy
FANG
$52.7B
$100K 0.05%
648
+421
+185% +$66K
EMB icon
224
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$100K 0.05%
1,126
+598
+113% +$50.4K
WNS
225
DELISTED
WNS Holdings
WNS
$100K 0.05%
+1,584
New +$96.7K
7 8
9
10 11

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.