We are live on
!
Find out more
CIA
Cape Investment Advisory Portfolio holdings
AUM
$374M
1-Year Est. Return
21.53%
This Fund
S&P 500
This Quarter
Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
(+16%)
Cap. Flow
+$10.5M
Cap. Flow
% of AUM
5.14%
Top 10 Holdings %
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$2.1M |
| 2 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$1.36M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$832K |
| 4 |
Schwab International Dividend Equity ETF
SCHY
|
+$616K |
| 5 |
Innovator US Equity Power Buffer ETF October
POCT
|
+$613K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Growth ETF
VUG
|
+$735K |
| 2 |
Invesco QQQ Trust
QQQ
|
+$632K |
| 3 |
FT Vest US Equity Moderate Buffer ETF February
GFEB
|
+$610K |
| 4 |
ExxonMobil
XOM
|
+$554K |
| 5 |
TSOC
Innovator Triple Stacker ETF - October
TSOC
|
+$482K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.29% |
| 2 | Financials | 7.18% |
| 3 | Consumer Discretionary | 5.59% |
| 4 | Communication Services | 5.48% |
| 5 | Healthcare | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
BP
BP
$107B
| $150K | 0.07% |
4,249
+50
| +1% | +$1.83K |
|
177
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
| $150K | 0.07% |
3,417
+2
| +0.1% | +$79 |
|
178
American Electric Power
AEP
$68.4B
| $144K | 0.07% |
1,774
+954
| +116% | +$74.1K |
|
179
Netflix
NFLX
$309B
| $140K | 0.07% |
2,880
-6,290
| -69% | -$275K |
|
180
Alibaba
BABA
$308B
| $139K | 0.07% |
1,797
+336
| +23% | +$26.8K |
|
181
Lloyds Banking Group
LYG
$91.3B
| $138K | 0.07% |
57,653
+1,148
| +2% | +$2.46K |
|
182
BlackRock Flexible Income ETF
BINC
$16.1B
| $136K | 0.07% |
+2,600
| New | +$132K |
|
183
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
| $135K | 0.07% |
5,790
+4,900
| +551% | +$110K |
|
184
Mondelez International
MDLZ
$79.9B
| $134K | 0.07% |
1,853
+750
| +68% | +$51.4K |
|
185
Bain Capital Specialty
BCSF
$850M
| $134K | 0.07% |
+8,883
| New | +$135K |
|
186
State Street SPDR S&P Telecom ETF
XTL
$586M
| $132K | 0.06% |
1,654
| – | – |
|
187
Caterpillar
CAT
$387B
| $131K | 0.06% |
443
-103
| -19% | -$26.7K |
|
188
Innovator US Small Cap Power Buffer ETF October
KOCT
$136M
| $130K | 0.06% |
+4,725
| New | +$122K |
|
189
Abbott
ABT
$187B
| $129K | 0.06% |
1,174
+18
| +2% | +$1.8K |
|
190
Vanguard Morningstar Mid-Cap ETF
VO
$109B
| $128K | 0.06% |
2,208
-8
| -0.4% | -$427 |
|
191
OFS Capital
OFS
$51.9M
| $128K | 0.06% |
+10,914
| New | +$118K |
|
192
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
| $126K | 0.06% |
2,503
-700
| -22% | -$35.4K |
|
193
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $126K | 0.06% |
5,212
-3,572
| -41% | -$85.8K |
|
194
Exelon
EXC
$47B
| $126K | 0.06% |
3,509
+1,054
| +43% | +$40.6K |
|
195
Eli Lilly
LLY
$1.06T
| $126K | 0.06% |
216
-15
| -6% | -$8.76K |
|
196
Invesco NASDAQ 100 ETF
QQQM
$102B
| $124K | 0.06% |
733
-262
| -26% | -$40.9K |
|
197
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $122K | 0.06% |
1,102
+379
| +52% | +$39.5K |
|
198
Lockheed Martin
LMT
$136B
| $121K | 0.06% |
266
-63
| -19% | -$27.9K |
|
199
iShares MSCI EAFE Growth ETF
EFG
$17.3B
| $120K | 0.06% |
1,239
-534
| -30% | -$47.9K |
|
200
American Express
AXP
$230B
| $120K | 0.06% |
640
+88
| +16% | +$14.2K |
|
Similar funds
RCP
HPM
CAG
LWMNY
CIM
BHC
HPC
JC
Cape Investment Advisory's Q4 2023 Portfolio in Review
As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.
Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.
- Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
- Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
- Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
- Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
- Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
- Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
- Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.
Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.